GLU

Gabelli Utility & Income Trust
GLU

Overview Fund Activity

21 hedge funds and large institutions have $17.3M invested in Gabelli Utility & Income Trust in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 4 closing their positions.

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
8
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$5.48M
2
RJA
2
Raymond James & Associates
Florida
$1.24M
3
CA
3
Cornerstone Advisors
North Carolina
$276K
4
ICOA
4
Investment Centers of America
North Dakota
$302K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$387K

Top Sellers

1
Balyasny Asset Management
1
Balyasny Asset Management
Illinois
$0
2
CS
2
Credit Suisse
Switzerland
$0
3
RCM
3
Rivernorth Capital Management
Florida
$0
4
TC
4
TFS Capital
Pennsylvania
$0
5
SFS
5
Shaker Financial Services
Virginia
$305K
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$5.48M 278,637 +249,455 +855%
GI
2
GAMCO Investors
Connecticut
$4.49M 228,655 – –
Morgan Stanley
3
Morgan Stanley
New York
$2.68M 136,541 +2,892 +2%
RJA
4
Raymond James & Associates
Florida
$1.24M 62,833 +27,395 +77%
BI
5
Bulldog Investors
New Jersey
$1.03M 52,469 -1,529 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$387K 19,710 +4,382 +29%
SFS
7
Shaker Financial Services
Virginia
$305K 15,506 -8,251 -35%
ICOA
8
Investment Centers of America
North Dakota
$302K 15,339 +5,016 +49%
Bank of America
9
Bank of America
North Carolina
$284K 14,453 -1,784 -11%
CA
10
Cornerstone Advisors
North Carolina
$276K 14,050 +14,050 New
CAN
11
Cetera Advisor Networks
California
$274K 13,899 +1,485 +12%
WI
12
Western Investment
Utah
$241K 12,266 – –
U
13
UBS
Switzerland
$140K 7,146 +3,556 +99%
Wells Fargo
14
Wells Fargo
California
$104K 5,307 +109 +2%
Citigroup
15
Citigroup
New York
$21K 1,065 -5,869 -85%
WCM
16
Windsor Capital Management
Arizona
$20K 1,000 – –
Ameriprise
17
Ameriprise
Minnesota
$19K 984 – –
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$13K 668 +668 New
MFS
19
MSI Financial Services
Massachusetts
$3K 140 – –
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$2K 110 – –
TRCT
21
Tower Research Capital (TRC)
New York
$2K 100 – –
Balyasny Asset Management
22
Balyasny Asset Management
Illinois
– – -25,119 Closed
CS
23
Credit Suisse
Switzerland
– – -24,217 Closed
RCM
24
Rivernorth Capital Management
Florida
– – -18,868 Closed
TC
25
TFS Capital
Pennsylvania
– – -17,527 Closed