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GLU

Gabelli Utility & Income Trust

21 hedge funds and large institutions have $17.3M invested in Gabelli Utility & Income Trust in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 4

36% more capital invested

Capital invested by funds: $12.7M → $17.3M (+$4.6M)

4.98% more ownership

Funds ownership: 16.34%21.33% (+5%)

9% less funds holding

Funds holding: 2321 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
8
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$5.47M +$4.89M +249,455 +855%
GI
2
GAMCO Investors
Connecticut
$4.49M
Morgan Stanley
3
Morgan Stanley
New York
$2.68M +$56.7K +2,892 +2%
RJA
4
Raymond James & Associates
Florida
$1.24M +$537K +27,395 +77%
BI
5
Bulldog Investors
New Jersey
$1.03M -$30K -1,529 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$387K +$85.8K +4,382 +29%
SFS
7
Shaker Financial Services
Virginia
$305K -$162K -8,251 -35%
ICOA
8
Investment Centers of America
North Dakota
$302K +$98.3K +5,016 +49%
Bank of America
9
Bank of America
North Carolina
$284K -$34.9K -1,784 -11%
CA
10
Cornerstone Advisors
North Carolina
$276K +$275K +14,050 New
CAN
11
Cetera Advisor Networks
California
$274K +$29.1K +1,485 +12%
WI
12
Western Investment
Utah
$241K
U
13
UBS
Switzerland
$140K +$69.7K +3,556 +99%
Wells Fargo
14
Wells Fargo
California
$104K +$2.13K +109 +2%
Citigroup
15
Citigroup
New York
$21K -$115K -5,869 -85%
WCM
16
Windsor Capital Management
Arizona
$20K
Ameriprise
17
Ameriprise
Minnesota
$19K
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$13K +$13.1K +668 New
MFS
19
MSI Financial Services
Massachusetts
$3K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$2K
TRCT
21
Tower Research Capital (TRC)
New York
$2K
Balyasny Asset Management
22
Balyasny Asset Management
Illinois
-$473K -25,119 Closed
CS
23
Credit Suisse
Switzerland
-$456K -24,217 Closed
RCM
24
Rivernorth Capital Management
Florida
-$355K -18,868 Closed
TC
25
TFS Capital
Pennsylvania
-$330K -17,527 Closed

GLU Hedge Fund Activity: Q3 2013 in Review

21 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Gabelli Utility & Income Trust (GLU) for Q3 2013, worth a combined $17.3M — up 36% from $12.7M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of GLU and 2 opened new positions — a net loss of 2 holders — while 4 trimmed existing stakes and 8 added.

The largest buyer was Sit Investment Associates, adding an estimated $4.89M. The largest seller was Balyasny Asset Management, exiting entirely with an estimated $473K sold.

  • 21 institutional investors held Gabelli Utility & Income Trust (GLU) as of Q3 2013, down from 23 in Q2 2013.
  • Funds reported $17.3M of Gabelli Utility & Income Trust stock for Q3 2013, up 36% quarter-over-quarter.
  • 2 funds opened new Gabelli Utility & Income Trust positions in Q3 2013 and 4 closed out, a net change of -2 holders.
  • The largest Gabelli Utility & Income Trust buyer in Q3 2013 was Sit Investment Associates, an estimated $4.89M added.
  • The largest Gabelli Utility & Income Trust seller in Q3 2013 was Balyasny Asset Management, an estimated $473K sold.

Based on aggregated 13F filings for Q3 2013.