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GLU

Gabelli Utility & Income Trust

21 hedge funds and large institutions have $16.6M invested in Gabelli Utility & Income Trust in 2014 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.33% less ownership

Funds ownership: 21.43%21.1% (-0.33%)

9% less funds holding

Funds holding: 2321 (-2)

12% less capital invested

Capital invested by funds: $18.9M → $16.6M (-$2.22M)

29% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 7

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 2

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
5
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
GAMCO Investors
Connecticut
$4.38M
Morgan Stanley
2
Morgan Stanley
New York
$3.5M -$5.46K -272 -0.1%
CL
3
CSS LLC
Illinois
$2.75M +$42.6K +2,120 +1%
CA
4
Cornerstone Advisors
North Carolina
$1.18M +$117K +5,826 +10%
WAM
5
Wolverine Asset Management
Illinois
$1.02M -$5.28K -263 -0.5%
YCM
6
Yakira Capital Management
Connecticut
$617K
ICAS
7
Investors Capital Advisory Services
Massachusetts
$553K
RJA
8
Raymond James & Associates
Florida
$466K -$30.1K -1,500 -6%
DA
9
Doliver Advisors
Texas
$426K -$117K -5,832 -21%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$417K +$6.58K +328 +2%
U
11
UBS
Switzerland
$386K +$13.7K +681 +3%
SFS
12
Shaker Financial Services
Virginia
$345K -$137K -6,844 -28%
1CP
13
1607 Capital Partners
Virginia
$211K +$10K +500 +5%
Bank of America
14
Bank of America
North Carolina
$156K -$133K -6,627 -45%
GFM
15
Gramercy Funds Management
Connecticut
$107K
Wells Fargo
16
Wells Fargo
California
$51K
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$34K
Deutsche Bank
18
Deutsche Bank
Germany
$28K -$30.1K -1,500 -50%
NFG
19
Next Financial Group
Texas
$4K
MFS
20
MSI Financial Services
Massachusetts
$3K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$2K
WEC
22
Winslow Evans & Crocker
Massachusetts
-$1.83K -91 Closed

GLU Hedge Fund Activity: Q3 2014 in Review

21 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Gabelli Utility & Income Trust (GLU) for Q3 2014, worth a combined $16.6M — down 12% from $18.9M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of GLU and 0 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 5 added.

The largest buyer was Cornerstone Advisors, adding an estimated $117K. The largest seller was Shaker Financial Services, cutting an estimated $137K.

  • 21 institutional investors held Gabelli Utility & Income Trust (GLU) as of Q3 2014, down from 23 in Q2 2014.
  • Funds reported $16.6M of Gabelli Utility & Income Trust stock for Q3 2014, down 12% quarter-over-quarter.
  • 0 funds opened new Gabelli Utility & Income Trust positions in Q3 2014 and 2 closed out, a net change of -2 holders.
  • The largest Gabelli Utility & Income Trust buyer in Q3 2014 was Cornerstone Advisors, an estimated $117K added.
  • The largest Gabelli Utility & Income Trust seller in Q3 2014 was Shaker Financial Services, an estimated $137K sold.

Based on aggregated 13F filings for Q3 2014.