GLU

Gabelli Utility & Income Trust
GLU

Overview Fund Activity

23 hedge funds and large institutions have $20.9M invested in Gabelli Utility & Income Trust in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 4 closing their positions.

Holders
23
Holders Change
+2
Holders Change %
+9.52%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
6
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CL
1
CSS LLC
Illinois
$2.75M
2
YCM
2
Yakira Capital Management
Connecticut
$646K
3
DA
3
Doliver Advisors
Texas
$634K
4
WAM
4
Wolverine Asset Management
Illinois
$585K
5
Morgan Stanley
5
Morgan Stanley
New York
$3.05M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$4.31M
2
ICOA
2
Investment Centers of America
North Dakota
$0
3
CAN
3
Cetera Advisor Networks
California
$0
4
BI
4
Bulldog Investors
New Jersey
$941K
5
RJA
5
Raymond James & Associates
Florida
$1.17M
Name Market Value Shares Shares
Change 		Shares
Change %
GI
1
GAMCO Investors
Connecticut
$4.58M 228,655 – –
SIA
2
Sit Investment Associates
Minnesota
$4.31M 214,980 -63,657 -23%
Morgan Stanley
3
Morgan Stanley
New York
$3.05M 152,266 +15,725 +12%
CL
4
CSS LLC
Illinois
$2.75M 137,427 +137,427 New
RJA
5
Raymond James & Associates
Florida
$1.17M 58,600 -4,233 -7%
BI
6
Bulldog Investors
New Jersey
$941K 46,970 -5,499 -10%
YCM
7
Yakira Capital Management
Connecticut
$646K 32,237 +32,237 New
DA
8
Doliver Advisors
Texas
$634K 31,674 +31,674 New
WAM
9
Wolverine Asset Management
Illinois
$585K 29,235 +29,235 New
CA
10
Cornerstone Advisors
North Carolina
$576K 28,750 +14,700 +105%
SFS
11
Shaker Financial Services
Virginia
$517K 25,840 +10,334 +67%
U
12
UBS
Switzerland
$342K 17,112 +9,966 +139%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$319K 15,941 -3,769 -19%
Bank of America
14
Bank of America
North Carolina
$297K 14,812 +359 +2%
Wells Fargo
15
Wells Fargo
California
$105K 5,248 -59 -1%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$35K 1,763 +1,095 +164%
WCM
17
Windsor Capital Management
Arizona
$20K 1,000 – –
Citigroup
18
Citigroup
New York
$14K 700 -365 -34%
Barclays
19
Barclays
United Kingdom
$10K 500 +500 New
DADC
20
D.A. Davidson & Co
Montana
$5K 250 +250 New
MFS
21
MSI Financial Services
Massachusetts
$3K 140 – –
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$2K 110 – –
WEC
23
Winslow Evans & Crocker
Massachusetts
$2K 91 +91 New
ICOA
24
Investment Centers of America
North Dakota
– – -15,339 Closed
CAN
25
Cetera Advisor Networks
California
– – -13,899 Closed
1
2