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GLU

Gabelli Utility & Income Trust

23 hedge funds and large institutions have $20.9M invested in Gabelli Utility & Income Trust in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

21% more capital invested

Capital invested by funds: $17.3M → $20.9M (+$3.6M)

10% more funds holding

Funds holding: 2123 (+2)

3.96% more ownership

Funds ownership: 21.33%25.29% (+4%)

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

Holders
23
Holders Change
+2
Holders Change %
+9.52%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
6
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
GAMCO Investors
Connecticut
$4.58M
SIA
2
Sit Investment Associates
Minnesota
$4.3M -$1.25M -63,657 -23%
Morgan Stanley
3
Morgan Stanley
New York
$3.05M +$309K +15,725 +12%
CL
4
CSS LLC
Illinois
$2.75M +$2.7M +137,427 New
RJA
5
Raymond James & Associates
Florida
$1.17M -$83.2K -4,233 -7%
BI
6
Bulldog Investors
New Jersey
$941K -$108K -5,499 -10%
YCM
7
Yakira Capital Management
Connecticut
$646K +$634K +32,237 New
DA
8
Doliver Advisors
Texas
$634K +$623K +31,674 New
WAM
9
Wolverine Asset Management
Illinois
$585K +$575K +29,235 New
CA
10
Cornerstone Advisors
North Carolina
$576K +$289K +14,700 +105%
SFS
11
Shaker Financial Services
Virginia
$517K +$203K +10,334 +67%
U
12
UBS
Switzerland
$342K +$196K +9,966 +139%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$319K -$74.1K -3,769 -19%
Bank of America
14
Bank of America
North Carolina
$297K +$7.06K +359 +2%
Wells Fargo
15
Wells Fargo
California
$105K -$1.16K -59 -1%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$35K +$21.5K +1,095 +164%
WCM
17
Windsor Capital Management
Arizona
$20K
Citigroup
18
Citigroup
New York
$14K -$7.17K -365 -34%
Barclays
19
Barclays
United Kingdom
$10K +$9.83K +500 New
DADC
20
D.A. Davidson & Co
Montana
$5K +$4.91K +250 New
MFS
21
MSI Financial Services
Massachusetts
$3K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$2K
WEC
23
Winslow Evans & Crocker
Massachusetts
$2K +$1.79K +91 New
ICOA
24
Investment Centers of America
North Dakota
-$302K -15,339 Closed
CAN
25
Cetera Advisor Networks
California
-$274K -13,899 Closed

GLU Hedge Fund Activity: Q4 2013 in Review

23 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Gabelli Utility & Income Trust (GLU) for Q4 2013, worth a combined $20.9M — up 21% from $17.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new GLU positions and 4 closed out — a net gain of 3 holders — while 6 added to existing stakes and 6 trimmed.

The largest buyer was Doliver Advisors, opening a new position worth an estimated $623K. The largest seller was Sit Investment Associates, cutting an estimated $1.25M.

  • 23 institutional investors held Gabelli Utility & Income Trust (GLU) as of Q4 2013, up from 21 in Q3 2013.
  • Funds reported $20.9M of Gabelli Utility & Income Trust stock for Q4 2013, up 21% quarter-over-quarter.
  • 7 funds opened new Gabelli Utility & Income Trust positions in Q4 2013 and 4 closed out, a net change of +3 holders.
  • The largest Gabelli Utility & Income Trust buyer in Q4 2013 was Doliver Advisors, an estimated $623K added.
  • The largest Gabelli Utility & Income Trust seller in Q4 2013 was Sit Investment Associates, an estimated $1.25M sold.

Based on aggregated 13F filings for Q4 2013.