GLU

Gabelli Utility & Income Trust
GLU

Overview Fund Activity

24 hedge funds and large institutions have $16.2M invested in Gabelli Utility & Income Trust in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
24
Holders Change
+3
Holders Change %
+14.29%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
6
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$320K
2
Stifel Financial
2
Stifel Financial
Missouri
$194K
3
1CP
3
1607 Capital Partners
Virginia
$303K
4
Bank of America
4
Bank of America
North Carolina
$222K
5
NPC
5
National Planning Corporation
California
$45.5K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$369K
2
SFS
2
Shaker Financial Services
Virginia
$202K
3
YCM
3
Yakira Capital Management
Connecticut
$511K
4
CA
4
Cornerstone Advisors
North Carolina
$1.12M
5
DA
5
Doliver Advisors
Texas
$364K
Name Market Value Shares Shares
Change 		Shares
Change %
GI
1
GAMCO Investors
Connecticut
$4.44M 228,655 – –
Morgan Stanley
2
Morgan Stanley
New York
$3.56M 183,321 +649 +0.4%
CL
3
CSS LLC
Illinois
$2.82M 145,192 +1,485 +1%
CA
4
Cornerstone Advisors
North Carolina
$1.12M 57,861 -3,836 -6%
ICAS
5
Investors Capital Advisory Services
Massachusetts
$586K 30,171 +1,280 +4%
YCM
6
Yakira Capital Management
Connecticut
$511K 26,317 -5,920 -18%
RJA
7
Raymond James & Associates
Florida
$473K 24,350 – –
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$423K 21,782 -6 -0%
WAM
9
Wolverine Asset Management
Illinois
$369K 19,013 -34,502 -64%
DA
10
Doliver Advisors
Texas
$364K 18,753 -3,477 -16%
UBS Group
11
UBS Group
Switzerland
$320K 16,464 +16,464 New
1CP
12
1607 Capital Partners
Virginia
$303K 15,585 +4,585 +42%
Bank of America
13
Bank of America
North Carolina
$222K 11,443 +3,273 +40%
SFS
14
Shaker Financial Services
Virginia
$202K 10,390 -7,600 -42%
Stifel Financial
15
Stifel Financial
Missouri
$194K 10,000 +10,000 New
GFM
16
Gramercy Funds Management
Connecticut
$109K 5,602 – –
Wells Fargo
17
Wells Fargo
California
$70K 3,594 +950 +36%
NPC
18
National Planning Corporation
California
$45.5K 2,440 +2,440 New
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$34K 1,763 – –
Deutsche Bank
20
Deutsche Bank
Germany
$29K 1,500 – –
AIG
21
American International Group
New York
$9.72K 500 +500 New
TRCT
22
Tower Research Capital (TRC)
New York
$7K 372 +372 New
Citigroup
23
Citigroup
New York
$5K 240 +240 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$2K 110 – –
NFG
25
Next Financial Group
Texas
– – -200 Closed
1
2