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GLU

Gabelli Utility & Income Trust

24 hedge funds and large institutions have $16.2M invested in Gabelli Utility & Income Trust in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

14% more funds holding

Funds holding: 2124 (+3)

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

0.82% less ownership

Funds ownership: 21.1%20.28% (-0.82%)

2% less capital invested

Capital invested by funds: $16.6M → $16.2M (-$414K)

Holders
24
Holders Change
+3
Holders Change %
+14.29%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
6
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
GAMCO Investors
Connecticut
$4.44M
Morgan Stanley
2
Morgan Stanley
New York
$3.56M +$12.4K +649 +0.4%
CL
3
CSS LLC
Illinois
$2.82M +$28.3K +1,485 +1%
CA
4
Cornerstone Advisors
North Carolina
$1.12M -$73.2K -3,836 -6%
ICAS
5
Investors Capital Advisory Services
Massachusetts
$586K +$24.4K +1,280 +4%
YCM
6
Yakira Capital Management
Connecticut
$511K -$113K -5,920 -18%
RJA
7
Raymond James & Associates
Florida
$473K
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$423K -$115 -6 -0%
WAM
9
Wolverine Asset Management
Illinois
$369K -$659K -34,502 -64%
DA
10
Doliver Advisors
Texas
$364K -$66.4K -3,477 -16%
UBS Group
11
UBS Group
Switzerland
$320K +$314K +16,464 New
1CP
12
1607 Capital Partners
Virginia
$303K +$87.5K +4,585 +42%
Bank of America
13
Bank of America
North Carolina
$222K +$62.5K +3,273 +40%
SFS
14
Shaker Financial Services
Virginia
$202K -$145K -7,600 -42%
Stifel Financial
15
Stifel Financial
Missouri
$194K +$191K +10,000 New
GFM
16
Gramercy Funds Management
Connecticut
$109K
Wells Fargo
17
Wells Fargo
California
$70K +$18.1K +950 +36%
NPC
18
National Planning Corporation
California
$45.5K +$46.6K +2,440 New
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$34K
Deutsche Bank
20
Deutsche Bank
Germany
$29K
AIG
21
American International Group
New York
$9.72K +$9.54K +500 New
TRCT
22
Tower Research Capital (TRC)
New York
$7K +$7.1K +372 New
Citigroup
23
Citigroup
New York
$5K +$4.58K +240 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$2K
NFG
25
Next Financial Group
Texas
-$4K -200 Closed

GLU Hedge Fund Activity: Q4 2014 in Review

24 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Gabelli Utility & Income Trust (GLU) for Q4 2014, worth a combined $16.2M — down 2.5% from $16.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new GLU positions and 2 closed out — a net gain of 4 holders — while 6 added to existing stakes and 6 trimmed.

The largest buyer was Stifel Financial, opening a new position worth an estimated $191K. The largest seller was Wolverine Asset Management, cutting an estimated $659K.

  • 24 institutional investors held Gabelli Utility & Income Trust (GLU) as of Q4 2014, up from 21 in Q3 2014.
  • Funds reported $16.2M of Gabelli Utility & Income Trust stock for Q4 2014, down 2.5% quarter-over-quarter.
  • 6 funds opened new Gabelli Utility & Income Trust positions in Q4 2014 and 2 closed out, a net change of +4 holders.
  • The largest Gabelli Utility & Income Trust buyer in Q4 2014 was Stifel Financial, an estimated $191K added.
  • The largest Gabelli Utility & Income Trust seller in Q4 2014 was Wolverine Asset Management, an estimated $659K sold.

Based on aggregated 13F filings for Q4 2014.