GLU

Gabelli Utility & Income Trust
GLU

Overview Fund Activity

24 hedge funds and large institutions have $18.2M invested in Gabelli Utility & Income Trust in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 2 closing their positions.

Holders
24
Holders Change
–
Holders Change %
0%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
5
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ZA
1
Zazove Associates
Nevada
$555K
2
LPL Financial
2
LPL Financial
California
$217K
3
Morgan Stanley
3
Morgan Stanley
New York
$4.51M
4
GCIA
4
Gabelli & Co Investment Advisers
New York
$4.27M
5
CL
5
CSS LLC
Illinois
$2.97M

Top Sellers

1
LCM
1
Landscape Capital Management
New Jersey
$191K
2
CA
2
Cornerstone Advisors
North Carolina
$1.19M
3
Bank of America
3
Bank of America
North Carolina
$230K
4
1CP
4
1607 Capital Partners
Virginia
$1.31M
5
PFS
5
Prospera Financial Services
Texas
$282K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$4.51M 246,433 +7,402 +3%
GCIA
2
Gabelli & Co Investment Advisers
New York
$4.27M 233,670 +3,750 +2%
CL
3
CSS LLC
Illinois
$2.97M 162,432 +1,741 +1%
1CP
4
1607 Capital Partners
Virginia
$1.31M 71,821 -4,072 -5%
CA
5
Cornerstone Advisors
North Carolina
$1.19M 64,781 -5,914 -8%
MC
6
Matisse Capital
Oregon
$751K 41,040 -1,000 -2%
ZA
7
Zazove Associates
Nevada
$555K 30,347 +30,347 New
FIMG
8
Financial & Investment Management Group
Michigan
$476K 25,998 -180 -0.7%
UBS Group
9
UBS Group
Switzerland
$342K 18,728 +421 +2%
PFS
10
Prospera Financial Services
Texas
$282K 15,400 -3,850 -20%
Bank of America
11
Bank of America
North Carolina
$230K 12,566 -4,899 -28%
LPL Financial
12
LPL Financial
California
$217K 12,106 +12,106 New
HighTower Advisors
13
HighTower Advisors
Illinois
$214K 11,634 -375 -3%
ICOA
14
Investment Centers of America
North Dakota
$210K 11,392 +139 +1%
LCM
15
Landscape Capital Management
New Jersey
$191K 10,433 -7,945 -43%
HPC
16
HM Payson & Co
Maine
$183K 10,000 – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$109K 5,958 -1,007 -14%
Wells Fargo
18
Wells Fargo
California
$99K 5,423 -99 -2%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$27K 1,463 – –
GWM
20
Geneos Wealth Management
Colorado
$23K 1,300 -200 -13%
AA
21
Advisory Alpha
Michigan
$13K 715 +715 New
AG
22
Advisor Group
Arizona
$9K 500 – –
MFS
23
MSI Financial Services
Massachusetts
$8K 431 – –
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$5K 250 – –
Citigroup
25
Citigroup
New York
– – -685 Closed
1
2