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GF

New Germany Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$19.2M +$191K +22,390 +1%
Lazard Asset Management
2
Lazard Asset Management
New York
$14.3M -$1.79M -210,344 -11%
1CP
3
1607 Capital Partners
Virginia
$13.8M +$420K +49,214 +3%
COLIM
4
City of London Investment Management
United Kingdom
$6.76M -$1.18M -138,050 -14%
KIM
5
Karpus Investment Management
New York
$3.35M +$2.53M +296,501 +257%
UCI
6
Uncommon Cents Investing
Wisconsin
$2.57M +$70.3K +8,249 +3%
SFS
7
Shaker Financial Services
Virginia
$2.28M -$350K -41,063 -13%
GF
8
Gabelli Funds
New York
$2.18M -$8.53K -1,000 -0.4%
AA
9
AQR Arbitrage
Connecticut
$1.09M +$304K +35,710 +36%
WAM
10
Wolverine Asset Management
Illinois
$892K +$440K +51,606 +89%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$809K +$55.7K +6,530 +7%
LSC
12
Logan Stone Capital
Illinois
$785K +$103K +12,120 +14%
MC
13
Matisse Capital
Oregon
$612K +$121K +14,214 +23%
CL
14
CSS LLC
Illinois
$517K +$25.4K +2,983 +5%
LCM
15
Landscape Capital Management
New Jersey
$479K +$184K +21,543 +58%
LPL Financial
16
LPL Financial
California
$299K +$99.9K +11,720 +47%
AL
17
Arnhold LLC
New York
$266K
SMC
18
Smith, Moore & Co
Missouri
$200K
GI
19
GAMCO Investors
Connecticut
$188K
SPC
20
Sigma Planning Corp
Michigan
$160K +$460 +54 +0.3%
MIC
21
Meridian Investment Counsel
California
$142K +$409 +48 +0.3%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$111K +$96.5K +11,320 +498%
UBS Group
23
UBS Group
Switzerland
$94.4K -$6.74K -791 -6%
AFAS
24
Acorn Financial Advisory Services
Virginia
$85.1K
HighTower Advisors
25
HighTower Advisors
Illinois
$84K +$105K +12,264 New