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GF

New Germany Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$25.1M -$2.99M -188,865 -8%
Wells Fargo
2
Wells Fargo
California
$24.9M +$1.79M +112,665 +6%
1CP
3
1607 Capital Partners
Virginia
$14.1M +$1.65M +104,295 +9%
KIM
4
Karpus Investment Management
New York
$8.72M -$166K -10,452 -1%
COLIM
5
City of London Investment Management
United Kingdom
$8.01M +$2.38M +150,002 +28%
GF
6
Gabelli Funds
New York
$3.2M
UCI
7
Uncommon Cents Investing
Wisconsin
$2.74M -$59.9K -3,778 -2%
SFS
8
Shaker Financial Services
Virginia
$1.84M -$225K -14,212 -8%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$1.61M -$381K -24,001 -15%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.16M +$98.4K +6,208 +7%
Bank of America
11
Bank of America
North Carolina
$806K -$11.3K -714 -1%
CL
12
CSS LLC
Illinois
$511K +$20.6K +1,300 +3%
CA
13
Cornerstone Advisors
North Carolina
$507K -$385K -24,264 -36%
RVPG
14
Relative Value Partners Group
$463K +$13.7K +865 +3%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$416K
DWM
16
Dakota Wealth Management
Florida
$363K
GI
17
GAMCO Investors
Connecticut
$261K
LCM
18
Landscape Capital Management
New Jersey
$184K +$249K +15,702 New
AL
19
Arnhold LLC
New York
$172K
Northern Trust
20
Northern Trust
Illinois
$148K
SPC
21
Sigma Planning Corp
Michigan
$148K
UBS Group
22
UBS Group
Switzerland
$112K +$87.8K +5,536 +137%
Morgan Stanley
23
Morgan Stanley
New York
$109K -$19.3K -1,217 -12%
QC
24
QCM Cayman
Texas
$49K +$1M +63,120 New
TRCT
25
Tower Research Capital (TRC)
New York
$30K +$40.8K +2,574 New