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GF

New Germany Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$42.1M +$631K +41,729 +1%
Wells Fargo
2
Wells Fargo
California
$29.9M +$1.04M +68,842 +3%
1CP
3
1607 Capital Partners
Virginia
$15.3M +$58K +3,835 +0.4%
SI
4
SII Investments
Wisconsin
$3.26M
GF
5
Gabelli Funds
New York
$3.16M
KIM
6
Karpus Investment Management
New York
$2.81M -$326K -21,536 -10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.61M -$1.86K -123 -0.1%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$1.42M +$103K +6,836 +7%
AFWA
9
Ancora Family Wealth Advisors
Ohio
$1.28M +$1.35M +89,108 New
Bank of America
10
Bank of America
North Carolina
$1.02M +$19K +1,260 +2%
TAM
11
Tocqueville Asset Management
New York
$719K -$24.2K -1,600 -3%
CL
12
CSS LLC
Illinois
$555K
COLIM
13
City of London Investment Management
United Kingdom
$369K +$190K +12,561 +97%
GFM
14
Gramercy Funds Management
Connecticut
$278K +$291K +19,269 New
GI
15
GAMCO Investors
Connecticut
$258K
HighTower Advisors
16
HighTower Advisors
Illinois
$236K +$247K +16,352 New
LPL Financial
17
LPL Financial
California
$234K +$2.65K +175 +1%
RVPG
18
Relative Value Partners Group
$187K
Northern Trust
19
Northern Trust
Illinois
$184K
ClearBridge Investments
20
ClearBridge Investments
New York
$182K
SFS
21
Shaker Financial Services
Virginia
$174K +$22.3K +1,474 +14%
First Eagle Investment Management
22
First Eagle Investment Management
New York
$170K -$15 -1 -0%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$144K
Morgan Stanley
24
Morgan Stanley
New York
$142K -$180K -11,936 -55%
Creative Planning
25
Creative Planning
Kansas
$111K +$116K +7,696 New