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GF

New Germany Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$52.6M -$7.9M -418,443 -13%
1CP
2
1607 Capital Partners
Virginia
$32.5M -$15.2K -806 -0%
Wells Fargo
3
Wells Fargo
California
$20.3M +$315K +16,674 +2%
KIM
4
Karpus Investment Management
New York
$10.2M -$282K -14,939 -3%
SI
5
SII Investments
Wisconsin
$3.35M +$58.6K +3,105 +2%
GF
6
Gabelli Funds
New York
$3.2M +$131K +6,916 +4%
TAM
7
Tocqueville Asset Management
New York
$2.75M +$2.78M +147,116 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.08M +$2.53K +134 +0.1%
SFS
9
Shaker Financial Services
Virginia
$2.06M +$608K +32,200 +41%
GFM
10
Gramercy Funds Management
Connecticut
$2.06M
Bank of America
11
Bank of America
North Carolina
$1.32M +$39.9K +2,114 +3%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$1.22M +$160K +8,483 +15%
WAM
13
Wolverine Asset Management
Illinois
$1.15M +$1.16M +61,370 New
TC
14
TFS Capital
Pennsylvania
$1.05M +$1.06M +56,377 New
WEC
15
Winslow Evans & Crocker
Massachusetts
$869K +$9.14K +484 +1%
CL
16
CSS LLC
Illinois
$702K +$28.7K +1,519 +4%
Morgan Stanley
17
Morgan Stanley
New York
$380K +$16.3K +861 +4%
LPL Financial
18
LPL Financial
California
$310K +$51.1K +2,708 +19%
GI
19
GAMCO Investors
Connecticut
$261K +$10.6K +564 +4%
RVP
20
Relative Value Partners
Illinois
$237K -$7.78K -412 -3%
ClearBridge Investments
21
ClearBridge Investments
New York
$235K
DA
22
Doliver Advisors
Texas
$209K -$159K -8,446 -43%
LCM
23
Landscape Capital Management
New Jersey
$205K +$207K +10,982 New
Northern Trust
24
Northern Trust
Illinois
$203K
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$188K -$63.4K -3,357 -25%