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GF

New Germany Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$42.4M -$1.41M -75,700 -3%
Wells Fargo
2
Wells Fargo
California
$36.7M +$156K +8,364 +0.4%
1CP
3
1607 Capital Partners
Virginia
$20M +$1.09M +58,677 +6%
KIM
4
Karpus Investment Management
New York
$13.8M +$274K +14,739 +2%
COLIM
5
City of London Investment Management
United Kingdom
$9.61M +$827K +44,444 +9%
GF
6
Gabelli Funds
New York
$4.97M +$191K +10,289 +4%
UCI
7
Uncommon Cents Investing
Wisconsin
$4.33M -$28.4K -1,527 -0.6%
SFS
8
Shaker Financial Services
Virginia
$3.12M -$570K -30,628 -15%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$2.94M -$22.6K -1,217 -0.7%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.69M -$5.6K -301 -0.3%
Bank of America
11
Bank of America
North Carolina
$1.27M +$9.45K +508 +0.7%
CA
12
Cornerstone Advisors
North Carolina
$1.23M -$1.04K -56 -0.1%
CL
13
CSS LLC
Illinois
$771K
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$645K -$2.14K -115 -0.3%
RVPG
15
Relative Value Partners Group
$559K -$6.55K -352 -1%
DWM
16
Dakota Wealth Management
Florida
$494K +$505K +27,143 New
GI
17
GAMCO Investors
Connecticut
$406K +$15.6K +839 +4%
WAM
18
Wolverine Asset Management
Illinois
$393K +$26.1K +1,405 +7%
BC
19
Brinker Capital
Pennsylvania
$355K +$100K +5,392 +38%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$297K +$11.6K +621 +4%
AL
21
Arnhold LLC
New York
$268K
Northern Trust
22
Northern Trust
Illinois
$231K
SPC
23
Sigma Planning Corp
Michigan
$231K
Morgan Stanley
24
Morgan Stanley
New York
$191K -$16.9K -906 -8%
UBS Group
25
UBS Group
Switzerland
$74K -$43.3K -2,326 -36%