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GF

New Germany Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$48.3M -$906K -45,200 -2%
Wells Fargo
2
Wells Fargo
California
$39.2M -$256K -12,791 -0.6%
1CP
3
1607 Capital Partners
Virginia
$20.8M -$965K -48,118 -4%
KIM
4
Karpus Investment Management
New York
$14.2M +$62.4K +3,115 +0.4%
COLIM
5
City of London Investment Management
United Kingdom
$6.04M +$2.58M +128,937 +72%
GF
6
Gabelli Funds
New York
$5.14M +$181K +9,016 +4%
UCI
7
Uncommon Cents Investing
Wisconsin
$4.69M +$185K +9,241 +4%
SFS
8
Shaker Financial Services
Virginia
$3.62M -$41K -2,045 -1%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$2.99M +$35.3K +1,763 +1%
AA
10
Advisory Alpha
Michigan
$1.98M -$60.2K -3,005 -3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.81M -$29.2K -1,459 -2%
Bank of America
12
Bank of America
North Carolina
$1.26M +$668K +33,312 +107%
CL
13
CSS LLC
Illinois
$796K
CA
14
Cornerstone Advisors
North Carolina
$770K -$223K -11,148 -22%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$737K -$45.2K -2,256 -6%
RVPG
16
Relative Value Partners Group
$598K +$220K +10,989 +56%
GI
17
GAMCO Investors
Connecticut
$419K +$14.7K +735 +4%
Morgan Stanley
18
Morgan Stanley
New York
$320K -$198K -9,873 -38%
WAM
19
Wolverine Asset Management
Illinois
$305K +$313K +15,625 New
BC
20
Brinker Capital
Pennsylvania
$289K -$17.7K -882 -6%
AL
21
Arnhold LLC
New York
$276K +$284K +14,146 New
CIBC World Market
22
CIBC World Market
Ontario, Canada
$253K +$29.3K +1,461 +13%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$253K +$260K +12,977 New
Northern Trust
24
Northern Trust
Illinois
$248K
SPC
25
Sigma Planning Corp
Michigan
$238K +$8.38K +418 +4%