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GF

New Germany Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$38.1M -$2.35M -168,610 -6%
Wells Fargo
2
Wells Fargo
California
$32.7M +$866K +62,242 +3%
1CP
3
1607 Capital Partners
Virginia
$16.1M +$198K +14,200 +1%
KIM
4
Karpus Investment Management
New York
$5.97M +$1.6M +114,603 +38%
SI
5
SII Investments
Wisconsin
$3.45M +$25.1K +1,804 +0.8%
GF
6
Gabelli Funds
New York
$3.45M +$94K +6,756 +3%
SFS
7
Shaker Financial Services
Virginia
$2.01M +$1.32M +95,123 +210%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$1.59M -$16.9K -1,212 -1%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.55M -$7.78K -559 -0.5%
Citigroup
10
Citigroup
New York
$1.33M +$272K +19,515 +27%
CRC
11
Curi RMB Capital
Illinois
$840K +$814K +58,507 New
Bank of America
12
Bank of America
North Carolina
$598K -$68.7K -4,939 -11%
CL
13
CSS LLC
Illinois
$553K
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$448K +$39.6K +2,845 +10%
GI
15
GAMCO Investors
Connecticut
$281K +$7.67K +551 +3%
HighTower Advisors
16
HighTower Advisors
Illinois
$228K
LCM
17
Landscape Capital Management
New Jersey
$212K -$118K -8,469 -36%
DA
18
Doliver Advisors
Texas
$209K -$66.2K -4,756 -25%
ClearBridge Investments
19
ClearBridge Investments
New York
$198K +$5.4K +388 +3%
First Eagle Investment Management
20
First Eagle Investment Management
New York
$185K +$5.05K +363 +3%
Northern Trust
21
Northern Trust
Illinois
$183K
LPL Financial
22
LPL Financial
California
$164K -$50.3K -3,614 -24%
Morgan Stanley
23
Morgan Stanley
New York
$140K -$31.8K -2,283 -19%
KLI
24
Kelman-Lazarov Inc
Tennessee
$49K -$71.1K -5,111 -60%
BC
25
Bartlett & Co
Ohio
$41K