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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Rockefeller Capital Management
26
Rockefeller Capital Management
New York
$465K -$642K -34,579 -57%
BRWM
27
B. Riley Wealth Management
Tennessee
$456K +$476K +25,664 New
Stifel Financial
28
Stifel Financial
Missouri
$449K +$49.1K +2,643 +12%
AP
29
Americana Partners
Texas
$437K +$457K +24,617 New
TIM
30
Triad Investment Management
California
$433K -$225K -12,094 -33%
SCM
31
Schnieders Capital Management
California
$420K
PPP
32
Private Portfolio Partners
New Jersey
$407K -$48K -2,585 -10%
SWP
33
Stratos Wealth Partners
Ohio
$394K
Baird Financial Group
34
Baird Financial Group
Wisconsin
$356K +$372K +20,033 New
RJT
35
Raymond James Trust
Florida
$347K
AWM
36
AE Wealth Management
Kansas
$311K +$1.95K +105 +0.6%
KWMG
37
King Wealth Management Group
Florida
$277K +$1.02K +55 +0.4%
FAG
38
Fortitude Advisory Group
Washington
$258K +$390 +21 +0.1%
HighTower Advisors
39
HighTower Advisors
Illinois
$253K +$2.51K +135 +1%
WSTAM
40
Wilbanks Smith & Thomas Asset Management
Virginia
$249K
CHJWM
41
Carlton Hofferkamp & Jenks Wealth Management
Texas
$225K -$22.3K -1,200 -9%
CA
42
CoreCap Advisors
Michigan
$222K -$97K -5,225 -30%
CPSC
43
Carl P. Sherr & Co
Massachusetts
$201K +$210K +11,325 New
VCA
44
Verdence Capital Advisors
Maryland
$199K +$208K +11,192 New
BRWA
45
B. Riley Wealth Advisors
Florida
$197K +$3.43K +185 +2%
Cetera Investment Advisers
46
Cetera Investment Advisers
Illinois
$188K
GLA
47
Good Life Advisors
Pennsylvania
$187K
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$183K -$2.54K -137 -1%
SWM
49
SeaCrest Wealth Management
New York
$119K +$125K +6,715 New
SPIA
50
Steward Partners Investment Advisory
New York
$75K -$147K -7,917 -65%