|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$25.2M
|
–
|
–
|
–
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
$9.76M
|
+$124K
|
+5,721
|
+1%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$7.25M
|
+$7.32M
|
+338,575
|
New
|
|
|
4
|
|
$5.32M
|
-$3.13M
|
-144,781
|
-37%
|
|
|
5
|
|
$3.27M
|
-$145K
|
-6,700
|
-4%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$2.83M
|
-$425K
|
-19,666
|
-13%
|
|
|
7
|
Raymond James & Associates
St Petersburg,
Florida
|
$2.62M
|
+$681K
|
+31,498
|
+35%
|
|
|
8
|
UBS Group
Zurich,
Switzerland
|
$1.63M
|
-$321K
|
-14,863
|
-16%
|
|
|
9
|
|
$1.51M
|
+$10.8K
|
+500
|
+0.7%
|
|
|
10
|
Doliver Advisors
Houston,
Texas
|
$1.38M
|
+$143K
|
+6,618
|
+11%
|
|
|
11
|
1607 Capital Partners
Richmond,
Virginia
|
$1.35M
|
+$1.36M
|
+63,104
|
New
|
|
|
12
|
Ashford Capital Management
Wilmington,
Delaware
|
$1.23M
|
-$176K
|
-8,147
|
-12%
|
|
|
13
|
Stifel Financial
St. Louis,
Missouri
|
$1.06M
|
+$749K
|
+34,667
|
+235%
|
|
|
14
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.04M
|
-$3.8M
|
-175,988
|
-78%
|
|
|
15
|
Conning Inc
Hartford,
Connecticut
|
$816K
|
–
|
–
|
–
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$814K
|
-$79K
|
-3,654
|
-9%
|
|
|
17
|
Karpus Investment Management
Pittsford,
New York
|
$755K
|
+$762K
|
+35,250
|
New
|
|
|
18
|
|
$661K
|
+$588K
|
+27,202
|
+745%
|
|
|
19
|
LPL Financial
San Diego,
California
|
$483K
|
+$62.8K
|
+2,908
|
+15%
|
|
|
20
|
Weiss Asset Management
Boston,
Massachusetts
|
$451K
|
+$455K
|
+21,065
|
New
|
|
|
21
|
BB&T Securities
Richmond,
Virginia
|
$401K
|
–
|
–
|
–
|
|
|
22
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$346K
|
+$108
|
+5
|
+0%
|
|
|
23
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
$343K
|
+$281
|
+13
|
+0.1%
|
|
|
24
|
Mariner Independent Advisor Network
Overland Park,
Kansas
|
$331K
|
–
|
–
|
–
|
|
|
25
|
SignalPoint Asset Management
Springfield,
Missouri
|
$311K
|
+$86
|
+4
|
+0%
|
|
