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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25.9M +$1.48M +95,536 +6%
GC
2
Guggenheim Capital
Illinois
$12.3M
UBS Group
3
UBS Group
Switzerland
$4.48M -$77.8K -5,020 -2%
LPL Financial
4
LPL Financial
California
$4.44M +$2.43M +156,855 +134%
Bank of America
5
Bank of America
North Carolina
$3.36M -$373K -24,083 -10%
Invesco
6
Invesco
Georgia
$2.86M -$20K -1,288 -0.7%
RJA
7
Raymond James & Associates
Florida
$2.5M +$520K +33,538 +28%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.45M +$131K +8,416 +6%
CFG
9
Cooper Financial Group
California
$2.29M +$170K +10,977 +8%
Fiera Capital (Canada)
10
Fiera Capital (Canada)
Quebec, Canada
$1.75M
USCWA
11
U.S. Capital Wealth Advisors
Texas
$1.57M -$93K -6,000 -6%
FFA
12
Farther Finance Advisors
California
$1.47M +$98.9K +6,375 +8%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.41M -$1.2M -77,340 -47%
BI
14
Bramshill Investments
Florida
$1.38M -$167K -10,778 -11%
RCG
15
Regatta Capital Group
California
$1.19M -$59.5K -3,837 -5%
Stifel Financial
16
Stifel Financial
Missouri
$1.19M +$21.4K +1,379 +2%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$1.09M -$60.7K -3,913 -5%
WS
18
Wedbush Securities
California
$1.01M +$153K +9,842 +19%
VVP
19
Venture Visionary Partners
Ohio
$997K +$955K +61,582 New
XWM
20
Xcel Wealth Management
Florida
$972K
WT
21
Whittier Trust
California
$940K +$4.82K +311 +0.5%
BW
22
Bison Wealth
Georgia
$842K +$129K +8,343 +19%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$761K -$39.1K -2,523 -5%
WAM
24
Walker Asset Management
Missouri
$750K
DJYG
25
David J. Yvars Group
Florida
$691K -$77K -4,968 -10%