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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$25M -$503K -23,500 -2%
Morgan Stanley
2
Morgan Stanley
New York
$13.9M +$932K +43,538 +7%
Bank of America
3
Bank of America
North Carolina
$8.75M -$782K -36,539 -8%
SIA
4
Sit Investment Associates
Minnesota
$6.41M -$1.81M -84,685 -22%
UBS Group
5
UBS Group
Switzerland
$5.82M +$318K +14,850 +6%
Wells Fargo
6
Wells Fargo
California
$4.18M +$913K +42,668 +28%
Invesco
7
Invesco
Georgia
$3.01M +$2.5K +117 +0.1%
UR
8
USCA RIA
Texas
$2.7M +$170K +7,925 +7%
RJA
9
Raymond James & Associates
Florida
$2.42M +$109K +5,096 +5%
WT
10
Whittier Trust
California
$1.31M +$37.9K +1,771 +3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.23M -$92K -4,300 -7%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$935K +$111K +5,173 +14%
Stifel Financial
13
Stifel Financial
Missouri
$884K -$1.04M -48,559 -54%
AF
14
Advisornet Financial
Minnesota
$826K +$17.1K +800 +2%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$537K +$54.9K +2,566 +12%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$339K +$48.6K +2,273 +17%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$314K +$4.39K +205 +1%
KWMG
18
King Wealth Management Group
Florida
$300K
LPL Financial
19
LPL Financial
California
$296K +$30.6K +1,429 +12%
SWP
20
Stratos Wealth Partners
Ohio
$280K
WTC
21
WhitTier Trust Company
Nevada
$268K
BTS
22
BB&T Securities
Virginia
$252K
LCM
23
Laurion Capital Management
New York
$233K +$230K +10,736 New
SWM
24
SeaCrest Wealth Management
New York
$227K +$342 +16 +0.2%
OA
25
Oxbow Advisors
Texas
$217K +$214K +10,000 New