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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$25.4M -$24.6M -1,154,388 Closed
Morgan Stanley
2
Morgan Stanley
New York
$21.7M +$291K +13,651 +1%
Bank of America
3
Bank of America
North Carolina
$9.54M +$1.91M +89,515 +26%
Invesco
4
Invesco
Georgia
$5.45M -$2.32M -108,883 -31%
Wells Fargo
5
Wells Fargo
California
$4.3M +$128K +6,018 +3%
U
6
UBS
Switzerland
$3.92M +$1.13M +53,227 +43%
SIA
7
Sit Investment Associates
Minnesota
$3.66M +$2.18M +102,213 +160%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.14M -$186K -8,725 -8%
RJA
9
Raymond James & Associates
Florida
$1.49M +$322K +15,094 +29%
Goldman Sachs
10
Goldman Sachs
New York
$1.35M +$5.92K +278 +0.5%
PNC
11
Park National Corp
Ohio
$927K -$140K -6,550 -13%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$809K +$43.5K +2,042 +6%
CI
13
Conning Inc
Connecticut
$716K
SAM
14
SignalPoint Asset Management
Missouri
$403K
BTS
15
BB&T Securities
Virginia
$375K
KWMG
16
King Wealth Management Group
Florida
$310K
Stifel Financial
17
Stifel Financial
Missouri
$294K
CI
18
Chartist Inc
California
$241K
AQR Capital Management
19
AQR Capital Management
Connecticut
$240K -$27K -1,266 -10%
Cohen & Steers
20
Cohen & Steers
New York
$220K +$212K +9,966 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$213K +$206K +9,646 New
LPL Financial
22
LPL Financial
California
$209K -$83.1K -3,900 -29%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$182K -$121K -5,680 -41%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$93K +$89.5K +4,200 New
Deutsche Bank
25
Deutsche Bank
Germany
$55K