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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$43.5M +$1.64M +107,116 +4%
SIA
2
Sit Investment Associates
Minnesota
$9.7M +$499K +32,689 +6%
LPL Financial
3
LPL Financial
California
$6.53M +$2.82M +184,266 +78%
Bank of America
4
Bank of America
North Carolina
$5.81M +$2.17M +141,835 +61%
Wells Fargo
5
Wells Fargo
California
$5.7M +$221K +14,457 +4%
Invesco
6
Invesco
Georgia
$3.68M +$105K +6,879 +3%
Raymond James Financial
7
Raymond James Financial
Florida
$2.97M -$50.7K -3,316 -2%
UBS Group
8
UBS Group
Switzerland
$2.91M -$212K -13,859 -7%
CFG
9
Cooper Financial Group
California
$2.17M +$169K +11,062 +9%
SG
10
StoneX Group
New York
$2.17M +$2.51K +164 +0.1%
VVP
11
Venture Visionary Partners
Ohio
$1.89M
Fiera Capital (Canada)
12
Fiera Capital (Canada)
Quebec, Canada
$1.66M -$81.4K -5,327 -5%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.59M +$95.5K +6,248 +7%
Cohen & Steers
14
Cohen & Steers
New York
$1.57M +$397K +26,000 +35%
WT
15
Whittier Trust
California
$1.57M
Osaic Holdings
16
Osaic Holdings
Arizona
$1.54M +$115K +7,521 +8%
SAI
17
Savvy Advisors Inc
New York
$1.36M -$102K -6,649 -7%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.22M +$27.7K +1,812 +2%
WS
19
Wedbush Securities
California
$1.18M +$48.7K +3,187 +4%
XWM
20
Xcel Wealth Management
Florida
$1.02M -$54.2K -3,550 -5%
OC
21
Oppenheimer & Co
New York
$982K +$168K +10,993 +21%
Stifel Financial
22
Stifel Financial
Missouri
$829K -$73.6K -4,820 -8%
WA
23
Whipplewood Advisors
Colorado
$822K +$4.08K +267 +0.5%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$723K -$7.59K -497 -1%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$671K -$19.5K -1,278 -3%