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First Trust Consumer Staples AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
101
Northwestern Mutual Wealth Management
Wisconsin
$20K +$19.7K +427 New
BWA
102
Burt Wealth Advisors
Maryland
$19K
TIM
103
Tortoise Investment Management
New York
$18K
MA
104
MCF Advisors
Kentucky
$11K
HCA
105
Harbour Capital Advisors
Virginia
$9.23K +$9.23K +200 New
FCMT
106
Founders Capital Management (Texas)
Texas
$9K +$8.77K +190 New
CBT
107
Central Bank & Trust
Kentucky
$8K +$7.94K +172 New
BRC
108
Bell Rock Capital
Delaware
$7K
MSFP
109
Mark Sheptoff Financial Planning
Connecticut
$7K +$46 +1 +0.7%
WIM
110
Westside Investment Management
California
$6.98K +$7.01K +152 New
NFG
111
Next Financial Group
Texas
$6K -$166K -3,601 -97%
MFW
112
Mosaic Family Wealth
Missouri
$6K -$10.3K -223 -63%
GRP
113
Global Retirement Partners
California
$6K +$46 +1 +0.7%
BC
114
Bartlett & Co
Ohio
$5K
PSUF
115
People's United Financial
Connecticut
$5K
GT
116
Glenmede Trust
Pennsylvania
$4K
LWM
117
LBA Wealth Management
Florida
$4K
ASN
118
Advisory Services Network
Georgia
$2K +$1.8K +39 New
ACM
119
Aviance Capital Management
Florida
-$13.7M -298,441 Closed
FHA
120
First Horizon Advisors
Tennessee
-$3.53M -77,184 Closed
LFG
121
LifePlan Financial Group
Ohio
-$1.91M -41,666 Closed
Wolverine Trading
122
Wolverine Trading
Illinois
-$1.81M -39,576 Closed
FHC
123
First Heartland Consultants
Missouri
-$1.71M -37,278 Closed
NPC
124
National Planning Corporation
California
-$400K -8,824 Closed
MFBTD
125
MB Financial Bank - Trust Department
Illinois
-$399K -8,731 Closed