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First Trust Consumer Staples AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$213M +$203M +5,356,576 New
Morgan Stanley
2
Morgan Stanley
New York
$164M +$6.42M +168,996 +4%
Wells Fargo
3
Wells Fargo
California
$131M +$10.1M +265,115 +9%
First Trust Advisors
4
First Trust Advisors
Illinois
$64.4M +$41.4M +1,090,676 +207%
U
5
UBS
Switzerland
$59.9M +$3.61M +95,019 +7%
Bank of America
6
Bank of America
North Carolina
$49.3M +$6.91M +181,872 +17%
PPA
7
Parametric Portfolio Associates
Washington
$29.5M +$28.1M +741,084 New
LPL Financial
8
LPL Financial
California
$26.3M +$3.69M +97,038 +17%
BFA
9
Beaumont Financial Advisors
Massachusetts
$22.8M +$21.8M +573,463 New
RJA
10
Raymond James & Associates
Florida
$22.7M -$1.74M -45,742 -7%
NCM
11
Niemann Capital Management
Nevada
$15.3M +$14.6M +384,359 New
HF
12
Hoxton Financial
West Virginia
$11M -$177K -4,661 -2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$10.7M +$323K +8,506 +3%
PI
14
Placemark Investments
Illinois
$9.97M +$8.96M +235,980 +1,628%
BTS
15
BB&T Securities
Virginia
$9.44M +$3.9M +102,731 +76%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$9.1M +$8.06M +212,112 +1,296%
BUB
17
BBVA USA Bancshares
Texas
$8.21M +$7.84M +206,344 New
AIM
18
Astor Investment Management
Illinois
$6.9M +$5.73M +150,738 +664%
Stifel Financial
19
Stifel Financial
Missouri
$6.77M -$860K -22,641 -12%
Ameriprise
20
Ameriprise
Minnesota
$5.83M +$604K +15,890 +12%
JP Morgan Chase
21
JP Morgan Chase
New York
$5.62M +$177K +4,649 +3%
CS
22
Credit Suisse
Switzerland
$5.31M +$1.1M +28,859 +28%
MFS
23
MSI Financial Services
Massachusetts
$5.05M +$90.1K +2,371 +2%
HFS
24
HL Financial Services
Kentucky
$4.32M +$94.3K +2,484 +2%
B
25
Baird
Wisconsin
$3.72M +$145K +3,817 +4%