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First Trust Consumer Staples AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$626M -$25.5M -532,336 -4%
Morgan Stanley
2
Morgan Stanley
New York
$214M -$28.9M -603,024 -12%
Wells Fargo
3
Wells Fargo
California
$181M +$7.02M +146,329 +4%
Bank of America
4
Bank of America
North Carolina
$71.2M -$4.32M -90,121 -6%
UBS Group
5
UBS Group
Switzerland
$67.6M -$1.73M -36,028 -2%
RJA
6
Raymond James & Associates
Florida
$44M -$3.44M -71,648 -7%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$41.5M -$55.2K -1,151 -0.1%
Ameriprise
8
Ameriprise
Minnesota
$36.1M -$355K -7,401 -1%
MFS
9
MSI Financial Services
Massachusetts
$33.4M -$1.53M -31,874 -4%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$28.8M +$2.89M +60,159 +11%
LPL Financial
11
LPL Financial
California
$27.9M -$7.73M -161,026 -21%
HA
12
Hays Advisory
Tennessee
$25.6M -$736K -15,344 -3%
ACM
13
Aviance Capital Management
Florida
$20.3M -$3.6M -74,972 -15%
UCFA
14
United Capital Financial Advisors
Texas
$19.3M -$13.5M -280,397 -40%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$19.2M +$7.99M +166,490 +67%
NC
16
NewSquare Capital
Pennsylvania
$17M +$12.2M +253,586 +227%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$15.7M +$16.3M +338,751 New
Stifel Financial
18
Stifel Financial
Missouri
$13.8M -$2.37M -49,349 -14%
CPO
19
Cerity Partners OCIO
New York
$13.7M +$2.41M +50,141 +20%
AIM
20
Astor Investment Management
Illinois
$13.5M +$1.28M +26,621 +10%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$13.5M -$174K -3,617 -1%
SAM
22
Shamrock Asset Management
Texas
$12.6M -$1.58M -32,964 -11%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$8.36M -$124K -2,584 -1%
Citigroup
24
Citigroup
New York
$8.11M +$1.36M +28,390 +19%
TFA
25
Transamerica Financial Advisors
Florida
$7.73M +$2.23M +46,427 +39%