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First Trust Consumer Staples AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$678M -$37.6M -803,529 -5%
Morgan Stanley
2
Morgan Stanley
New York
$252M -$18M -385,317 -7%
Wells Fargo
3
Wells Fargo
California
$182M -$21.9M -467,052 -11%
Bank of America
4
Bank of America
North Carolina
$78.5M -$6.2M -132,328 -8%
UBS Group
5
UBS Group
Switzerland
$72.2M -$4.04M -86,264 -5%
RJA
6
Raymond James & Associates
Florida
$49.3M -$2.46M -52,548 -5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$43.2M +$4.95M +105,745 +13%
Ameriprise
8
Ameriprise
Minnesota
$37.3M +$253K +5,410 +0.7%
LPL Financial
9
LPL Financial
California
$37.3M -$35M -748,562 -49%
MFS
10
MSI Financial Services
Massachusetts
$36.3M +$2.91M +62,078 +9%
UCFA
11
United Capital Financial Advisors
Texas
$33.5M +$15.4M +328,400 +89%
HA
12
Hays Advisory
Tennessee
$27.4M +$26.5M +566,693 New
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$27.1M -$17.3M -369,690 -40%
ACM
14
Aviance Capital Management
Florida
$24.8M -$625K -13,343 -3%
Stifel Financial
15
Stifel Financial
Missouri
$16.7M +$1.34M +28,555 +9%
Goldman Sachs
16
Goldman Sachs
New York
$16.3M -$12.5M -267,288 -44%
SAM
17
Shamrock Asset Management
Texas
$14.7M +$14.2M +303,316 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$14.2M -$3.88M -82,965 -22%
AIM
19
Astor Investment Management
Illinois
$12.8M +$2.22M +47,365 +22%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$12M -$28.1K -601 -0.2%
CPO
21
Cerity Partners OCIO
New York
$11.6M +$2.15M +45,840 +23%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$10.3M +$480K +10,247 +5%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$8.9M +$445K +9,502 +5%
BTS
24
BB&T Securities
Virginia
$8.03M +$4.51M +96,331 +138%
Citigroup
25
Citigroup
New York
$7.07M +$1.18M +25,290 +21%