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First Trust Consumer Staples AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$352M +$56.8M +1,384,548 +20%
First Trust Advisors
2
First Trust Advisors
Illinois
$241M +$123M +2,987,319 +111%
Morgan Stanley
3
Morgan Stanley
New York
$217M +$31.4M +764,650 +18%
Wells Fargo
4
Wells Fargo
California
$207M +$54.1M +1,317,305 +37%
UBS Group
5
UBS Group
Switzerland
$81.5M +$78.6M +1,914,669 New
Bank of America
6
Bank of America
North Carolina
$74.2M +$17M +414,704 +31%
PPA
7
Parametric Portfolio Associates
Washington
$43.6M +$6.84M +166,722 +19%
RJA
8
Raymond James & Associates
Florida
$31.5M +$4.84M +117,847 +19%
LPL Financial
9
LPL Financial
California
$30.6M +$9.73M +236,983 +49%
BFA
10
Beaumont Financial Advisors
Massachusetts
$30.2M -$2.9M -70,653 -9%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$20.2M +$5.94M +144,785 +44%
PI
12
Placemark Investments
Illinois
$16.9M +$2.74M +66,746 +20%
Stifel Financial
13
Stifel Financial
Missouri
$12.8M +$1.96M +47,779 +19%
AIM
14
Astor Investment Management
Illinois
$12.3M +$2.37M +57,814 +25%
HF
15
Hoxton Financial
West Virginia
$11.3M -$465K -11,323 -4%
BUB
16
BBVA USA Bancshares
Texas
$10.3M +$1.31M +31,937 +15%
Citigroup
17
Citigroup
New York
$10M +$4.38M +106,643 +83%
CS
18
Credit Suisse
Switzerland
$8.87M +$3.04M +73,941 +55%
Ameriprise
19
Ameriprise
Minnesota
$8.36M +$845K +20,586 +12%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$8.24M +$4.38M +106,815 +123%
BTS
21
BB&T Securities
Virginia
$8.19M -$408K -9,951 -5%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$8.07M +$440K +10,723 +6%
MFS
23
MSI Financial Services
Massachusetts
$7.45M +$1.33M +32,511 +23%
NC
24
NewSquare Capital
Pennsylvania
$7.31M +$1.6M +38,908 +29%
VF
25
Virtu Financial
New York
$5.56M +$4.25M +103,627 +384%