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First Trust Consumer Staples AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$880M +$82.2M +1,882,795 +11%
Morgan Stanley
2
Morgan Stanley
New York
$316M +$31.2M +713,544 +11%
Wells Fargo
3
Wells Fargo
California
$251M +$18.2M +415,757 +8%
UBS Group
4
UBS Group
Switzerland
$96.9M +$4.92M +112,675 +5%
Bank of America
5
Bank of America
North Carolina
$93.3M +$440K +10,078 +0.5%
LPL Financial
6
LPL Financial
California
$61.9M +$35.3M +807,384 +136%
RJA
7
Raymond James & Associates
Florida
$57.9M +$6.63M +151,804 +13%
Ameriprise
8
Ameriprise
Minnesota
$38.6M +$3.69M +84,512 +11%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$38M +$3.8M +87,016 +11%
MFS
10
MSI Financial Services
Massachusetts
$31.5M +$6.25M +143,027 +25%
ACM
11
Aviance Capital Management
Florida
$28.5M +$1.46M +33,494 +6%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$25.9M +$11.1M +254,332 +78%
HA
13
Hays Advisory
Tennessee
$24.6M -$2.59M -59,238 -10%
TFA
14
Transamerica Financial Advisors
Florida
$24.3M +$188K +4,305 +0.8%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$20.3M -$4.03M -92,349 -17%
CI
16
Cavalier Investments
Georgia
$19.6M +$19.2M +440,671 New
SAM
17
Shamrock Asset Management
Texas
$19.3M -$4.45M -101,958 -19%
Stifel Financial
18
Stifel Financial
Missouri
$18.1M +$1.2M +27,388 +7%
AIM
19
Astor Investment Management
Illinois
$17.1M -$2.75M -63,005 -14%
NC
20
NewSquare Capital
Pennsylvania
$16.3M +$1.23M +28,195 +8%
SG
21
Strid Group
Pennsylvania
$16.1M +$15.8M +362,657 New
UCFA
22
United Capital Financial Advisors
Texas
$13.3M -$3.06M -70,150 -19%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$12.9M +$3.7M +84,799 +41%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$12.2M +$365K +8,346 +3%
BFA
25
Beaumont Financial Advisors
Massachusetts
$11.5M -$1.05M -24,027 -8%