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First Trust Consumer Staples AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$32.2M -$2.96M -46,376 -8%
LPL Financial
2
LPL Financial
California
$18.1M +$297K +4,639 +2%
Wells Fargo
3
Wells Fargo
California
$9.62M -$510K -7,970 -5%
Raymond James Financial
4
Raymond James Financial
Florida
$6.35M -$4.58M -71,717 -41%
VAS
5
Vestmark Advisory Solutions
Massachusetts
$6M -$6.51M -101,777 -52%
Bank of America
6
Bank of America
North Carolina
$5.38M +$276K +4,314 +5%
IAA
7
Independent Advisor Alliance
North Carolina
$4.8M +$501K +7,833 +11%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$4.71M +$417K +6,525 +9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.53M +$35K +547 +1%
MPIA
10
Milestones Private Investment Advisors
New York
$3.12M +$16.2K +254 +0.5%
Citigroup
11
Citigroup
New York
$2.76M -$845K -13,225 -23%
Stifel Financial
12
Stifel Financial
Missouri
$2.57M -$1.48M -23,182 -36%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$2.46M -$105K -1,645 -4%
GS
14
GTS Securities
Florida
$2.44M -$819K -12,811 -25%
UBS Group
15
UBS Group
Switzerland
$2.3M +$1.11M +17,346 +90%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.99M -$145K -2,271 -7%
PCH
17
PGIM Custom Harvest
New Jersey
$1.91M -$831 -13 -0%
Goldman Sachs
18
Goldman Sachs
New York
$1.91M +$1.1M +17,143 +128%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$1.73M +$30K +470 +2%
SEIA
20
Signature Estate & Investment Advisors
California
$1.69M -$15.1K -236 -0.9%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.61M -$85.9K -1,343 -5%
Citadel Advisors
22
Citadel Advisors
Florida
$1.53M +$661K +10,335 +73%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$1.53M -$331K -5,173 -17%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.49M -$762K -11,917 -33%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$1.48M -$1.31M -20,442 -46%