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First Trust Consumer Discretionary AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LAS
126
Lloyd Advisory Services
Georgia
$7K +$7.03K +125 New
GI
127
Gradient Investments
Minnesota
$6K – – –
Qube Research & Technologies (QRT)
128
Qube Research & Technologies (QRT)
United Kingdom
$6K +$5.62K +100 New
APA
129
American Portfolios Advisors
New York
$5.59K – – –
CFA
130
Carroll Financial Associates
North Carolina
$5K – – –
GWSG
131
GPS Wealth Strategies Group
Colorado
$5K +$5.57K +99 New
CAAS
132
Capital Asset Advisory Services
Michigan
$3K – – –
CIAS
133
Capital Investment Advisory Services
North Carolina
$3K – – –
NFG
134
Next Financial Group
Texas
$3K +$2.59K +46 New
MWA
135
Moser Wealth Advisors
Washington
$2K +$1.69K +30 New
LFG
136
Larson Financial Group
Missouri
$1K -$225 -4 -14%
WIM
137
Westside Investment Management
California
$10 – – –
VCM
138
Virtue Capital Management
Tennessee
– -$3.79M -74,394 Closed
IAA
139
Independent Advisor Alliance
North Carolina
– -$1.27M -24,977 Closed
RIA
140
Regal Investment Advisors
Michigan
– -$1.01M -19,834 Closed
CS
141
Credit Suisse
Switzerland
– -$992K -19,499 Closed
BRWA
142
B. Riley Wealth Advisors
Florida
– -$530K -10,416 Closed
Millennium Management
143
Millennium Management
New York
– -$481K -9,455 Closed
Koshinski Asset Management
144
Koshinski Asset Management
Illinois
– -$314K -6,175 Closed
Bank of Montreal
145
Bank of Montreal
Ontario, Canada
– -$288K -5,452 Closed
SS
146
Simplicity Solutions
Minnesota
– -$264K -5,183 Closed
SF
147
Synovus Financial
Georgia
– -$242K -4,777 Closed
US Bancorp
148
US Bancorp
Minnesota
– -$71K -1,394 Closed
DWM
149
Defined Wealth Management
Oregon
– -$69K -1,357 Closed
LGA
150
Lebenthal Global Advisors
New York
– -$7K -150 Closed