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First Trust Consumer Discretionary AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPC
101
Sigma Planning Corp
Michigan
$204K +$210K +5,982 New
SWP
102
Stratos Wealth Partners
Ohio
$203K +$209K +5,965 New
AFP
103
Ausdal Financial Partners
Iowa
$191K +$197K +5,614 New
WEC
104
Winslow Evans & Crocker
Massachusetts
$187K -$35.1K -1,000 -15%
AIM
105
Advantage Investment Management
Iowa
$133K +$12.3K +352 +10%
HIIFS
106
Harel Insurance Investments & Financial Services
Israel
$123K +$126K +3,600 New
WP
107
WealthPLAN Partners
Nebraska
$62.6K +$244K +6,953 New
Fifth Third Bancorp
108
Fifth Third Bancorp
Ohio
$59K
PFBT
109
Parkside Financial Bank & Trust
Missouri
$58K +$60.2K +1,715 New
Bank of Montreal
110
Bank of Montreal
Ontario, Canada
$48K +$49.1K +1,400 New
FAM
111
Formidable Asset Management
Ohio
$46K
IPC
112
Independent Portfolio Consultants
Florida
$34K -$4.38K -125 -11%
GBBWRPM
113
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$25K +$25.3K +721 New
JFGIW
114
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$23K
Manulife (Manufacturers Life Insurance)
115
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$21K +$21.8K +621 New
ASN
116
Advisory Services Network
Georgia
$18K -$2.17K -62 -10%
Northwestern Mutual Wealth Management
117
Northwestern Mutual Wealth Management
Wisconsin
$17K
TIM
118
Tortoise Investment Management
New York
$16K
FCCM
119
First City Capital Management
Georgia
$12.1K +$12.5K +355 New
Creative Planning
120
Creative Planning
Kansas
$10K +$35 +1 +0.3%
CB
121
Community Bank
New York
$9K
AFS
122
Aft Forsyth & Sober
Florida
$7K
CG
123
Cutler Group
California
$6K +$7.19K +205 New
AIA
124
Allegis Investment Advisors
Idaho
$5K +$4.84K +138 New
LWM
125
LBA Wealth Management
Florida
$3K +$3.26K +93 New