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First Trust Consumer Discretionary AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CWM
51
Concert Wealth Management
California
$535K -$5.15K -179 -1%
DADC
52
D.A. Davidson & Co
Montana
$530K +$23.9K +832 +5%
AP
53
Atwood & Palmer
Missouri
$499K +$268K +9,315 +124%
Cambridge Investment Research Advisors
54
Cambridge Investment Research Advisors
Iowa
$480K +$466K +16,183 New
WA
55
WESPAC Advisors
California
$430K +$418K +14,510 New
LPT
56
Legacy Private Trust
Wisconsin
$329K -$433K -15,030 -58%
SHA
57
Smith Hayes Advisers
Nebraska
$284K +$276K +9,588 New
RIA
58
Regal Investment Advisors
Michigan
$223K -$55.2K -1,918 -20%
WA
59
WFG Advisors
Texas
$71K +$58 +2 +0.1%
FAM
60
Formidable Asset Management
Ohio
$42K +$40.6K +1,409 New
HI
61
Hudock Inc
Pennsylvania
$25K
TIM
62
Tortoise Investment Management
New York
$14K
SMA
63
Simply Money Advisors
Ohio
$7K
AFS
64
Aft Forsyth & Sober
Florida
$6K
AWMS
65
Advocacy Wealth Management Services
Georgia
$3K
Fidelity Investments
66
Fidelity Investments
Massachusetts
-$12.1M -444,000 Closed
VFS
67
VSR Financial Services
Kansas
-$502K -18,488 Closed
TH
68
Timber Hill
Connecticut
-$303K -11,186 Closed
BRWA
69
B. Riley Wealth Advisors
Florida
-$244K -8,999 Closed
US Bancorp
70
US Bancorp
Minnesota
-$33K -1,205 Closed
Nomura Holdings
71
Nomura Holdings
Japan
-$22K -800 Closed
MFS
72
MSI Financial Services
Massachusetts
-$9K -338 Closed
Creative Planning
73
Creative Planning
Kansas
-$5K -200 Closed
GI
74
Gradient Investments
Minnesota
-$1K -39 Closed