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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND

Delisted

FSD was delisted on the 19th of July, 2024.

Name Holding Trade Value Shares
Change
Change in
Stake
SWM
51
SeaCrest Wealth Management
New York
$72K +$78.4K +6,324 New
Global Retirement Partners
52
Global Retirement Partners
California
$67K +$471 +38 +0.6%
CoreCap Advisors
53
CoreCap Advisors
Michigan
$65K +$71K +5,720 New
Geneos Wealth Management
54
Geneos Wealth Management
Colorado
$46K – – –
Spire Wealth Management
55
Spire Wealth Management
Virginia
$40K +$806 +65 +2%
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$25K – – –
TD Private Client Wealth
57
TD Private Client Wealth
New York
$22.8K – – –
IFP Advisors
58
IFP Advisors
Florida
$18K – – –
VNA
59
Valley National Advisers
Pennsylvania
$15K – – –
Benjamin F. Edwards & Company
60
Benjamin F. Edwards & Company
Missouri
$15K +$7.75K +625 +93%
Huntington National Bank
61
Huntington National Bank
Ohio
$12K – – –
HIA
62
Harbor Investment Advisory
Maryland
$11K – – –
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$8K +$1.38K +111 +18%
APA
64
American Portfolios Advisors
New York
$6.84K -$3.51K -283 -32%
Rockefeller Capital Management
65
Rockefeller Capital Management
New York
$4K -$124K -9,967 -96%
SCA
66
Stonebridge Capital Advisors
Minnesota
$1K – – –
Sowell Financial Services
67
Sowell Financial Services
Arkansas
– -$868K -64,488 Closed
COLIM
68
City of London Investment Management
United Kingdom
– -$325K -24,145 Closed
Northwestern Mutual Wealth Management
69
Northwestern Mutual Wealth Management
Wisconsin
– -$232K -17,248 Closed
WI
70
Wintrust Investments
Illinois
– -$196K -14,578 Closed
Prospera Financial Services
71
Prospera Financial Services
Texas
– -$14K -1,038 Closed
MCC
72
Money Concepts Capital
Florida
– -$9K -689 Closed
T
73
TCWP
Ohio
– -$2K -175 Closed