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iShares Floating Rate Bond ETF
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Overview Fund Activity

230 hedge funds and large institutions have $3.26B invested in iShares Floating Rate Bond ETF in 2015 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 80 increasing their positions, 81 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
230
Holders Change
+13
Holders Change %
+5.99%
% of All Funds
6.43%
Holding in Top 10
23
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+9.52%
% of All Funds
0.64%
New
33
Increased
80
Reduced
81
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
$547M
2
AssetMark Inc
AssetMark Inc
California
$99.1M
3
WCM
Windham Capital Management
Massachusetts
$107M
4
SPL
Smart Portfolios LLC
Washington
$23.6M
5
PFG
Piershale Financial Group
Illinois
$18.7M

Top Sellers

1
Stifel Financial
Stifel Financial
Missouri
$4.7M
2
JG
Jefferies Group
New York
$0
3
HI
Horizon Investments
North Carolina
$0
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$26.5M
5
FEG
Financial Enhancement Group
Indiana
$4.67M
Name Holding Trade Value Shares
Change 		Shares
Change %
PA
126
Pinnacle Associates
New York
$872K -$142K -2,816 -14%
SCG
127
Sonata Capital Group
Washington
$837K – – –
M&T Bank
128
M&T Bank
New York
$807K -$51.4K -1,019 -6%
GCA
129
Greenwood Capital Associates
South Carolina
$776K -$61.1K -1,210 -7%
CNB
130
City National Bank
California
$772K -$19.3K -382 -2%
TFA
131
Transamerica Financial Advisors
Florida
$715K +$685K +13,574 +2,293%
CA
132
Cetera Advisors
Colorado
$677K +$393K +7,795 +138%
BAS
133
Brown Advisory Securities
Maryland
$677K +$677K +13,421 New
FHC
134
First Heartland Consultants
Missouri
$666K +$429K +8,514 +181%
FIM
135
Freedom Investment Management
Connecticut
$665K -$4.29M -35,701 -87%
SB
136
Suntrust Banks
Georgia
$665K +$200K +3,974 +43%
ACM
137
Alethea Capital Management
Washington
$659K +$21.9K +435 +3%
CS
138
Credit Suisse
Switzerland
$652K -$313K -6,207 -32%
ATC
139
Argent Trust Co
Tennessee
$650K – – –
WCWM
140
Wooster Corthell Wealth Management
Connecticut
$642K +$12.9K +256 +2%
AWS
141
Aris Wealth Services
Pennsylvania
$640K +$25.3K +501 +4%
KeyBank National Association
142
KeyBank National Association
Ohio
$618K – – –
Janney Montgomery Scott
143
Janney Montgomery Scott
Pennsylvania
$615K +$199K +3,951 +48%
PCA
144
Peddock Capital Advisors
Massachusetts
$604K -$19.2K -380 -3%
RBC
145
Ronald Blue & Co
Georgia
$601K +$65.1K +1,289 +12%
GWM
146
Gupta Wealth Management
California
$579K -$7.52K -149 -1%
SI
147
Stephens Inc
Arkansas
$569K +$569K +11,280 New
LOT
148
Lombard Odier Transatlantic
Quebec, Canada
$534K -$252K -5,000 -32%
LI
149
LVZ Inc
Michigan
$528K +$528K +10,468 New
RFC
150
Regions Financial Corp
Alabama
$526K +$526K +10,418 New
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6
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