Jefferies Group’s iShares Floating Rate Bond ETF FLOT Stock Holding History

Jefferies Group’s Portfolio FLOT Stock Details FLOT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-26,581	Closed	-$1.35M	–	2298
2016 Q2	$1.35M	Sell	26,581 -63,379	-70%	-$3.2M	0.01%	1039
2016 Q1	$4.54M	Buy	+89,960	New	+$4.53M	0.03%	516
2015 Q3	–	Sell	-432,581	Closed	-$21.9M	–	2530
2015 Q2	$21.9M	Buy	+432,581	New	+$21.9M	0.11%	150
2015 Q1	–	Sell	-68,580	Closed	-$3.47M	–	2188
2014 Q4	$3.47M	Buy	68,580 +59,489	+654%	+$3.02M	0.02%	525
2014 Q3	$462K	Sell	9,091 -34,512	-79%	-$1.75M	﹤0.01%	1372
2014 Q2	$2.22M	Buy	+43,603	New	+$2.21M	0.02%	598
2013 Q4	–	Sell	-59,707	Closed	-$3.03M	–	2015
2013 Q3	$3.03M	Buy	59,707 +49,559	+488%	+$2.51M	0.03%	471
2013 Q2	$513K	Buy	+10,148	New	+$514K	0.01%	1055

Other funds holding FLOT

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

AssetMark Inc Concord, California $59.5B AUM 15.92% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Windham Capital Management Boston, Massachusetts $128M AUM 12.44% 1-Year Est. Return

Efficient Market Advisors San Diego, California $727M AUM 9.65% 1-Year Est. Return

Alesco Advisors Pittsford, New York $4.36B AUM 19.15% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $191B AUM 30.51% 1-Year Est. Return

Swiss Re Zurich, Switzerland $190M AUM 22.01% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Jefferies Group's FLOT Position: Q3 2016 in Review

Jefferies Group sold out of iShares Floating Rate Bond ETF (FLOT) in Q3 2016, closing a stake of 26,581 shares — an estimated $1.35M sold.

Jefferies Group first reported a position in FLOT in Q2 2013 and held it in 8 quarters. The position peaked at $21.9M in Q2 2015. 228 funds tracked by Wall St. Rank hold FLOT as of Q3 2016.

Jefferies Group reported no remaining iShares Floating Rate Bond ETF position as of Q3 2016 after selling out during the quarter.
Jefferies Group sold 26,581 iShares Floating Rate Bond ETF shares in Q3 2016, an estimated $1.35M.
Jefferies Group first reported a position in iShares Floating Rate Bond ETF in Q2 2013 and held it in 8 quarters.
Jefferies Group's iShares Floating Rate Bond ETF position peaked at $21.9M in Q2 2015.
228 funds tracked by Wall St. Rank held iShares Floating Rate Bond ETF as of Q3 2016.

Based on Jefferies Group's 13F filing for Q3 2016, filed 14 Nov 2016.