Sonata Capital Group’s iShares Floating Rate Bond ETF FLOT Stock Holding History

Sonata Capital Group’s Portfolio FLOT Stock Details FLOT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-12,300	Closed	-$620K	–	98
2015 Q4	$620K	Sell	12,300 -4,300	-26%	-$217K	0.54%	44
2015 Q3	$837K	Hold	16,600	–	–	0.78%	30
2015 Q2	$841K	Sell	16,600 -500	-3%	-$25.3K	0.72%	33
2015 Q1	$866K	Buy	17,100 +600	+4%	+$30.4K	0.76%	30
2014 Q4	$834K	Buy	+16,500	New	+$836K	0.76%	30

Other funds holding FLOT

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

WCM

Windham Capital Management Boston, Massachusetts $128M AUM 12.44% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Alesco Advisors Pittsford, New York $3.92B AUM 15.21% 1-Year Est. Return

EMA

Efficient Market Advisors San Diego, California $727M AUM 9.65% 1-Year Est. Return

Swiss Re Zurich, Switzerland $16.4M AUM

Sonata Capital Group's FLOT Position: Q1 2016 in Review

Sonata Capital Group sold out of iShares Floating Rate Bond ETF (FLOT) in Q1 2016, closing a stake of 12,300 shares — an estimated $620K sold.

Sonata Capital Group first reported a position in FLOT in Q4 2014 and held it in 5 quarters. The position peaked at $866K in Q1 2015. 226 funds tracked by Wall St. Rank hold FLOT as of Q1 2016.

Sonata Capital Group reported no remaining iShares Floating Rate Bond ETF position as of Q1 2016 after selling out during the quarter.
Sonata Capital Group sold 12,300 iShares Floating Rate Bond ETF shares in Q1 2016, an estimated $620K.
Sonata Capital Group first reported a position in iShares Floating Rate Bond ETF in Q4 2014 and held it in 5 quarters.
Sonata Capital Group's iShares Floating Rate Bond ETF position peaked at $866K in Q1 2015.
226 funds tracked by Wall St. Rank held iShares Floating Rate Bond ETF as of Q1 2016.

Based on Sonata Capital Group's 13F filing for Q1 2016, filed 26 Apr 2016.