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iShares Floating Rate Bond ETF

137 hedge funds and large institutions have $3.18B invested in iShares Floating Rate Bond ETF in 2013 Q3 according to their latest regulatory filings, with 42 funds opening new positions, 64 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

320% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 10

178% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 23

155% more capital invested

Capital invested by funds: $1.24B → $3.18B (+$1.93B)

58% more funds holding in top 10

Funds holding in top 10: 1219 (+7)

28% more funds holding

Funds holding: 107137 (+30)

5.62% less ownership

Funds ownership: 65.35%59.73% (-5.6%)

Holders
137
Holders Change
+30
Holders Change %
+28.04%
% of All Funds
4.44%
Holding in Top 10
19
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+58.33%
% of All Funds
0.62%
New
42
Increased
64
Reduced
23
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
51
Cabot Wealth Management
Massachusetts
$3.96M +$2.24M +44,162 +130%
LG
52
LaFleur & Godfrey
Michigan
$3.84M +$271K +5,350 +8%
SIM
53
SSI Investment Management
California
$3.79M
LG
54
Laidlaw Group
New York
$3.65M -$58.6K -1,157 -2%
BAAM
55
Baker Avenue Asset Management
California
$3.5M +$159K +3,149 +5%
FAAS
56
First Allied Advisory Services
California
$3.35M +$1.33M +26,235 +66%
SAM
57
Shamrock Asset Management
Texas
$3.33M -$1.37M -27,121 -29%
Janney Montgomery Scott
58
Janney Montgomery Scott
Pennsylvania
$3.22M +$3.22M +63,528 New
AIG
59
American International Group
New York
$3.2M +$814K +16,082 +34%
JG
60
Jefferies Group
New York
$3.03M +$2.51M +49,559 +488%
Bessemer Group
61
Bessemer Group
New Jersey
$2.74M -$881K -17,400 -24%
TFA
62
Transamerica Financial Advisors
Florida
$2.71M +$62.5K +1,234 +2%
CFA
63
Camarda Financial Advisors
Florida
$2.62M -$250K -4,940 -9%
FC
64
FCA Corp
Texas
$2.45M +$75.5K +1,490 +3%
Citigroup
65
Citigroup
New York
$2.4M +$1.7M +33,580 +243%
KC
66
Kingfisher Capital
North Carolina
$2.34M +$2.34M +46,186 New
CIBC World Market
67
CIBC World Market
Ontario, Canada
$2.26M +$1.11M +21,984 +97%
STIA
68
Stone Toro Investment Advisers
New Jersey
$2.13M +$2.13M +42,095 New
FIM
69
Freedom Investment Management
Connecticut
$2.1M +$92.3K +1,823 +5%
HP
70
HT Partners
Connecticut
$2.04M +$1.06M +20,994 +110%
WT
71
Whittier Trust
California
$2M -$171K -3,375 -8%
GLA
72
Great Lakes Advisors
Illinois
$1.93M +$130K +2,577 +7%
CC
73
Curian Capital
Colorado
$1.88M -$87.3K -1,723 -4%
MFS
74
MSI Financial Services
Massachusetts
$1.8M +$1.27M +24,999 +238%
TAT
75
TD Ameritrade Trust
Colorado
$1.79M +$1.78M +35,243 New

FLOT Hedge Fund Activity: Q3 2013 in Review

137 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Floating Rate Bond ETF (FLOT) for Q3 2013, worth a combined $3.18B — up 155% from $1.24B a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new FLOT positions and 10 closed out — a net gain of 32 holders — while 64 added to existing stakes and 23 trimmed.

The largest buyer was Bank of America, adding an estimated $204M. The largest seller was Goldman Sachs, cutting an estimated $15.6M.

  • 137 institutional investors held iShares Floating Rate Bond ETF (FLOT) as of Q3 2013, up from 107 in Q2 2013.
  • Funds reported $3.18B of iShares Floating Rate Bond ETF stock for Q3 2013, up 155% quarter-over-quarter.
  • 42 funds opened new iShares Floating Rate Bond ETF positions in Q3 2013 and 10 closed out, a net change of +32 holders.
  • The largest iShares Floating Rate Bond ETF buyer in Q3 2013 was Bank of America, an estimated $204M added.
  • The largest iShares Floating Rate Bond ETF seller in Q3 2013 was Goldman Sachs, an estimated $15.6M sold.

Based on aggregated 13F filings for Q3 2013.