Curian Capital’s iShares Floating Rate Bond ETF FLOT Stock Holding History

Curian Capital’s Portfolio FLOT Stock Details FLOT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-19,300	Closed	-$973K	–	147
2015 Q4	$973K	Sell	19,300 -28,755	-60%	-$1.45M	0.07%	229
2015 Q3	$2.42M	Sell	48,055 -2,776	-5%	-$140K	0.06%	253
2015 Q2	$2.57M	Sell	50,831 -370	-0.7%	-$18.7K	0.04%	282
2015 Q1	$2.59M	Sell	51,201 -147	-0.3%	-$7.44K	0.04%	282
2014 Q4	$2.6M	Buy	51,348 +2,221	+5%	+$113K	0.04%	270
2014 Q3	$2.5M	Sell	49,127 -118	-0.2%	-$5.99K	0.04%	276
2014 Q2	$2.5M	Sell	49,245 -3,717	-7%	-$189K	0.04%	269
2014 Q1	$2.69M	Buy	52,962 +3,881	+8%	+$197K	0.05%	270
2013 Q4	$2.49M	Buy	49,081 +11,900	+32%	+$603K	0.04%	246
2013 Q3	$1.88M	Sell	37,181 -1,723	-4%	-$87.3K	0.03%	261
2013 Q2	$1.97M	Buy	+38,904	New	+$1.97M	0.04%	251

Other funds holding FLOT

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

WCM

Windham Capital Management Boston, Massachusetts $128M AUM 12.44% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Alesco Advisors Pittsford, New York $3.92B AUM 15.21% 1-Year Est. Return

EMA

Efficient Market Advisors San Diego, California $727M AUM 9.65% 1-Year Est. Return

Swiss Re Zurich, Switzerland $16.4M AUM

Curian Capital's FLOT Position: Q1 2016 in Review

Curian Capital sold out of iShares Floating Rate Bond ETF (FLOT) in Q1 2016, closing a stake of 19,300 shares — an estimated $973K sold.

Curian Capital first reported a position in FLOT in Q2 2013 and held it in 11 quarters. The position peaked at $2.69M in Q1 2014. 226 funds tracked by Wall St. Rank hold FLOT as of Q1 2016.

Curian Capital reported no remaining iShares Floating Rate Bond ETF position as of Q1 2016 after selling out during the quarter.
Curian Capital sold 19,300 iShares Floating Rate Bond ETF shares in Q1 2016, an estimated $973K.
Curian Capital first reported a position in iShares Floating Rate Bond ETF in Q2 2013 and held it in 11 quarters.
Curian Capital's iShares Floating Rate Bond ETF position peaked at $2.69M in Q1 2014.
226 funds tracked by Wall St. Rank held iShares Floating Rate Bond ETF as of Q1 2016.

Based on Curian Capital's 13F filing for Q1 2016.