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iShares Floating Rate Bond ETF

137 hedge funds and large institutions have $3.18B invested in iShares Floating Rate Bond ETF in 2013 Q3 according to their latest regulatory filings, with 42 funds opening new positions, 64 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

320% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 10

178% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 23

155% more capital invested

Capital invested by funds: $1.24B → $3.18B (+$1.93B)

58% more funds holding in top 10

Funds holding in top 10: 1219 (+7)

28% more funds holding

Funds holding: 107137 (+30)

5.62% less ownership

Funds ownership: 65.35%59.73% (-5.6%)

Holders
137
Holders Change
+30
Holders Change %
+28.04%
% of All Funds
4.44%
Holding in Top 10
19
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+58.33%
% of All Funds
0.62%
New
42
Increased
64
Reduced
23
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$19.9M -$89.7K -1,771 -0.4%
NC
27
NewSquare Capital
Pennsylvania
$18.9M +$8.54M +168,675 +83%
SGAM
28
Steinberg Global Asset Management
Florida
$18.7M +$9.13M +180,340 +96%
QCMNJ
29
Quantum Capital Management (New Jersey)
New Jersey
$15.6M +$6.97M +137,594 +81%
WCM
30
Weatherstone Capital Management
Colorado
$15.1M +$3.96M +78,236 +36%
MG
31
Mather Group
Illinois
$14.1M +$14.1M +278,949 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$12.4M +$8M +158,075 +182%
LYV
33
Live Your Vision
Pennsylvania
$12.1M +$12.1M +239,465 New
FBNAT
34
FirstMerit Bank N.A. Trustee
Ohio
$12.1M +$12.1M +239,272 New
WCWM
35
Wooster Corthell Wealth Management
Connecticut
$11.1M +$11.1M +218,822 New
PWAG
36
Polaris Wealth Advisory Group
California
$11M +$1.18M +23,390 +12%
VA
37
Valmark Advisers
Ohio
$10.6M +$10.6M +208,529 New
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$9.61M -$3.9M -77,073 -29%
BIM
39
BlackRock Investment Management
Delaware
$9.15M +$2.82M +55,657 +45%
CCG
40
Chatham Capital Group
Georgia
$7.87M +$7.46M +147,325 +1,842%
JP Morgan Chase
41
JP Morgan Chase
New York
$7.82M +$1.61M +31,861 +26%
Natixis Advisors
42
Natixis Advisors
Massachusetts
$7.22M +$423K +8,354 +6%
HF
43
Hoxton Financial
West Virginia
$6.88M +$6.87M +135,759 New
PI
44
Placemark Investments
Illinois
$6.17M +$1.39M +27,464 +29%
LG
45
Leuthold Group
Minnesota
$5.13M +$5.12M +101,172 New
CNB
46
City National Bank
California
$5.06M +$577K +11,397 +13%
GC
47
Guggenheim Capital
Illinois
$4.84M +$2.78M +54,831 +135%
IH
48
IFC Holdings
Florida
$4.72M +$2.47M +48,756 +110%
GIA
49
Granite Investment Advisors
New Hampshire
$4.65M +$4.64M +91,717 New
WI
50
WBI Investments
New Jersey
$4.16M +$133K +2,627 +3%

FLOT Hedge Fund Activity: Q3 2013 in Review

137 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Floating Rate Bond ETF (FLOT) for Q3 2013, worth a combined $3.18B — up 155% from $1.24B a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new FLOT positions and 10 closed out — a net gain of 32 holders — while 64 added to existing stakes and 23 trimmed.

The largest buyer was Bank of America, adding an estimated $204M. The largest seller was Goldman Sachs, cutting an estimated $15.6M.

  • 137 institutional investors held iShares Floating Rate Bond ETF (FLOT) as of Q3 2013, up from 107 in Q2 2013.
  • Funds reported $3.18B of iShares Floating Rate Bond ETF stock for Q3 2013, up 155% quarter-over-quarter.
  • 42 funds opened new iShares Floating Rate Bond ETF positions in Q3 2013 and 10 closed out, a net change of +32 holders.
  • The largest iShares Floating Rate Bond ETF buyer in Q3 2013 was Bank of America, an estimated $204M added.
  • The largest iShares Floating Rate Bond ETF seller in Q3 2013 was Goldman Sachs, an estimated $15.6M sold.

Based on aggregated 13F filings for Q3 2013.