Hoxton Financial’s iShares Floating Rate Bond ETF FLOT Stock Holding History

Hoxton Financial’s Portfolio FLOT Stock Details FLOT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$12.4M	Sell	246,279 -3,055	-1%	-$154K	6.4%	3
2015 Q4	$12.6M	Buy	249,334 +8,323	+3%	+$420K	6.12%	3
2015 Q3	$12.2M	Buy	241,011 +6,281	+3%	+$318K	5.78%	3
2015 Q2	$11.9M	Buy	234,730 +9,402	+4%	+$476K	4.93%	6
2015 Q1	$11.4M	Sell	225,328 -7,865	-3%	-$398K	4.84%	8
2014 Q4	$11.8M	Sell	233,193 -2,380	-1%	-$121K	4.92%	5
2014 Q3	$12M	Buy	235,573 +8,777	+4%	+$446K	5.25%	4
2014 Q2	$11.5M	Sell	226,796 -3,674	-2%	-$186K	4.92%	5
2014 Q1	$11.7M	Buy	230,470 +25,685	+13%	+$1.3M	4.94%	4
2013 Q4	$10.4M	Buy	204,785 +69,026	+51%	+$3.5M	4.48%	6
2013 Q3	$6.88M	Buy	+135,759	New	+$6.87M	6.69%	6

Other funds holding FLOT

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

WCM

Windham Capital Management Boston, Massachusetts $128M AUM 12.44% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Alesco Advisors Pittsford, New York $4.36B AUM 19.15% 1-Year Est. Return

EMA

Efficient Market Advisors San Diego, California $727M AUM 9.65% 1-Year Est. Return

Swiss Re Zurich, Switzerland $1.1B AUM

Hoxton Financial's FLOT Position: Q1 2016 in Review

Hoxton Financial reduced its iShares Floating Rate Bond ETF (FLOT) stake by 1.2% in Q1 2016, selling an estimated $154K and leaving 246,279 shares worth $12.4M. The position accounts for 6.4% of the portfolio, ranked #3.

Hoxton Financial first reported a position in FLOT in Q3 2013 and has held it in 11 quarters since. The position peaked at $12.6M in Q4 2015. 227 funds tracked by Wall St. Rank hold FLOT as of Q1 2016.

Hoxton Financial held 246,279 shares of iShares Floating Rate Bond ETF worth $12.4M as of Q1 2016.
Hoxton Financial sold 3,055 iShares Floating Rate Bond ETF shares in Q1 2016, an estimated $154K.
iShares Floating Rate Bond ETF made up 6.4% of Hoxton Financial's portfolio in Q1 2016, its #3 holding.
Hoxton Financial first reported a position in iShares Floating Rate Bond ETF in Q3 2013 and has held it in 11 quarters since.
Hoxton Financial's iShares Floating Rate Bond ETF position peaked at $12.6M in Q4 2015.
227 funds tracked by Wall St. Rank held iShares Floating Rate Bond ETF as of Q1 2016.

Based on Hoxton Financial's 13F filing for Q1 2016, filed 29 Apr 2016.