WBI Investments’s iShares Floating Rate Bond ETF FLOT Stock Holding History

WBI Investments’s Portfolio FLOT Stock Details FLOT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-78,283	Closed	-$3.95M	–	225
2015 Q3	$3.95M	Sell	78,283 -13,856	-15%	-$701K	0.14%	79
2015 Q2	$4.67M	Sell	92,139 -8,027	-8%	-$407K	0.12%	137
2015 Q1	$5.07M	Buy	100,166 +8,034	+9%	+$407K	0.12%	122
2014 Q4	$4.66M	Buy	92,132 +6,826	+8%	+$346K	0.13%	112
2014 Q3	$4.34M	Buy	85,306 +14,417	+20%	+$732K	0.13%	105
2014 Q2	$3.6M	Buy	70,889 +2,758	+4%	+$140K	0.15%	98
2014 Q1	$3.46M	Sell	68,131 -5,738	-8%	-$291K	0.15%	104
2013 Q4	$3.75M	Sell	73,869 -8,174	-10%	-$414K	0.17%	101
2013 Q3	$4.16M	Buy	82,043 +2,627	+3%	+$133K	0.2%	94
2013 Q2	$4.02M	Buy	+79,416	New	+$4.02M	0.29%	62

Other funds holding FLOT

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

WCM

Windham Capital Management Boston, Massachusetts $128M AUM 12.44% 1-Year Est. Return

Alesco Advisors Pittsford, New York $4.36B AUM 19.15% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Swiss Re Zurich, Switzerland $1.1B AUM

WBI Investments's FLOT Position: Q4 2015 in Review

WBI Investments sold out of iShares Floating Rate Bond ETF (FLOT) in Q4 2015, closing a stake of 78,283 shares — an estimated $3.95M sold.

WBI Investments first reported a position in FLOT in Q2 2013 and held it in 10 quarters. The position peaked at $5.07M in Q1 2015. 228 funds tracked by Wall St. Rank hold FLOT as of Q4 2015.

WBI Investments reported no remaining iShares Floating Rate Bond ETF position as of Q4 2015 after selling out during the quarter.
WBI Investments sold 78,283 iShares Floating Rate Bond ETF shares in Q4 2015, an estimated $3.95M.
WBI Investments first reported a position in iShares Floating Rate Bond ETF in Q2 2013 and held it in 10 quarters.
WBI Investments's iShares Floating Rate Bond ETF position peaked at $5.07M in Q1 2015.
228 funds tracked by Wall St. Rank held iShares Floating Rate Bond ETF as of Q4 2015.

Based on WBI Investments's 13F filing for Q4 2015, filed 10 Feb 2016.