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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
101
Sowell Financial Services
Arkansas
– -$1.95M -89,696 Closed
WAM
102
Wolverine Asset Management
Illinois
– -$622K -28,673 Closed
Cetera Investment Advisers
103
Cetera Investment Advisers
Illinois
– -$583K -26,820 Closed
NL
104
NWAM LLC
Washington
– -$361K -16,638 Closed
Millennium Management
105
Millennium Management
New York
– -$330K -15,213 Closed
SBIA
106
Sheaff Brock Investment Advisors
Indiana
– -$313K -14,425 Closed
AF
107
Affiance Financial
Minnesota
– -$255K -11,733 Closed
Stifel Financial
108
Stifel Financial
Missouri
– -$206K -9,502 Closed
AF
109
Advisornet Financial
Minnesota
– -$109K -5,010 Closed
MAM
110
Marquette Asset Management
Minnesota
– -$66K -3,036 Closed
CA
111
Cornerstone Advisory
Maryland
– -$44K -2,000 Closed
EVM
112
Eaton Vance Management
Massachusetts
– -$20K -935 Closed
CA
113
CoreCap Advisors
Michigan
– -$17K -800 Closed
SCA
114
Snowden Capital Advisors
New York
– -$16K -758 Closed
CWS
115
Confluence Wealth Services
Pennsylvania
– -$14K -660 Closed
AF
116
Arrow Financial
New York
– -$12K -574 Closed
Carson Wealth (CWM LLC)
117
Carson Wealth (CWM LLC)
Nebraska
– -$9.09K -457 -99%
TCWM
118
Total Clarity Wealth Management
Illinois
– -$8K -352 Closed
WFS
119
Widmann Financial Services
Maryland
– -$2K -104 Closed