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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AF
76
Advisornet Financial
Minnesota
$35K – – –
NSIM
77
North Star Investment Management
Illinois
$35K – – –
RAM
78
Riggs Asset Management
Pennsylvania
$28K – – –
Steward Partners Investment Advisory
79
Steward Partners Investment Advisory
New York
$26K +$7.33K +358 +30%
FHA
80
Flagship Harbor Advisors
Massachusetts
$18K -$41K -2,000 -65%
Bank of Montreal
81
Bank of Montreal
Ontario, Canada
$18K – – –
CFGS
82
Concourse Financial Group Securities
Alabama
$18K – – –
Gradient Investments
83
Gradient Investments
Minnesota
$18K +$22.6K +1,101 New
Allworth Financial
84
Allworth Financial
California
$17K – – –
First Horizon Advisors
85
First Horizon Advisors
Tennessee
$15K +$18.6K +910 New
AIC
86
Ameritas Investment Company
Nebraska
$12K – – –
SWM
87
Sugarloaf Wealth Management
Georgia
$11K – – –
CT
88
Caldwell Trust
Florida
$10.4K – – –
Carson Wealth (CWM LLC)
89
Carson Wealth (CWM LLC)
Nebraska
$10K – – –
WC
90
Westwind Capital
New Mexico
$10K – – –
CAN
91
Claraphi Advisory Network
United States
$5K -$268K -13,065 -98%
SignatureFD
92
SignatureFD
Georgia
$4K – – –
Whittier Trust
93
Whittier Trust
California
$4K – – –
KFS
94
Kelly Financial Services
Massachusetts
$2.45K +$61 +3 +2%
BAM
95
Bruderman Asset Management
New York
– -$867K -39,711 Closed
Atria Investments
96
Atria Investments
North Carolina
– -$563K -25,969 Closed
Independent Advisor Alliance
97
Independent Advisor Alliance
North Carolina
– -$479K -22,083 Closed
RCM
98
Robinson Capital Management
Michigan
– -$455K -21,000 Closed
BCA
99
Bay Colony Advisors
Massachusetts
– -$447K -19,980 Closed
AWM
100
Aevitas Wealth Management
Massachusetts
– -$350K -16,147 Closed