CT
FFC

Caldwell Trust’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Caldwell Trust’s Portfolio FFC Stock Details FFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q2 		– Sell
-621
Closed -$10.4K – 772
2020
Q1 		$10.4K Hold
621
– – ﹤0.01% 627
2019
Q4 		$13.5K Buy
+621
New +$13.3K ﹤0.01% 644

Other funds holding FFC

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
CCM
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
AF
Affiance Financial St. Louis Park, Minnesota $695M AUM 17.33% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Caldwell Trust's FFC Position: Q2 2020 in Review

Caldwell Trust sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q2 2020, closing a stake of 621 shares — an estimated $10.4K sold.

Caldwell Trust first reported a position in FFC in Q4 2019 and held it in 2 quarters. The position peaked at $13.5K in Q4 2019. 87 funds tracked by Wall St. Rank hold FFC as of Q2 2020.

  • Caldwell Trust reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q2 2020 after selling out during the quarter.
  • Caldwell Trust sold 621 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q2 2020, an estimated $10.4K.
  • Caldwell Trust first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q4 2019 and held it in 2 quarters.
  • Caldwell Trust's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $13.5K in Q4 2019.
  • 87 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q2 2020.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.