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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SBIA
51
Sheaff Brock Investment Advisors
Indiana
$317K
Envestnet Asset Management
52
Envestnet Asset Management
Illinois
$314K -$29.4K -1,287 -9%
HighTower Advisors
53
HighTower Advisors
Illinois
$305K -$26.2K -1,148 -8%
KAS
54
Kestra Advisory Services
Texas
$305K +$24.8K +1,084 +9%
CSPIA
55
Cary Street Partners Investment Advisory
Virginia
$289K
SCA
56
Sage Capital Advisors
South Dakota
$273K +$22.7K +996 +9%
AF
57
Affiance Financial
Minnesota
$267K
SF
58
Synovus Financial
Georgia
$250K -$95.5K -4,182 -27%
LA
59
LexAurum Advisors
Kansas
$227K +$228K +10,000 New
SPC
60
Sigma Planning Corp
Michigan
$225K +$25.1K +1,098 +13%
Baird Financial Group
61
Baird Financial Group
Wisconsin
$221K -$777 -34 -0.3%
IAIM
62
International Assets Investment Management
Florida
$218K -$263K -11,517 -53%
GC
63
Guggenheim Capital
Illinois
$216K +$217K +9,513 New
HI
64
Harbour Investments
Wisconsin
$206K -$13.6K -596 -6%
LWP
65
Laurel Wealth Planning
Minnesota
$203K +$204K +8,930 New
WAM
66
Wolverine Asset Management
Illinois
$175K +$177K +7,732 New
APA
67
American Portfolios Advisors
New York
$155K +$3.45K +151 +2%
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$147K -$172K -7,518 -54%
CFA
69
Carroll Financial Associates
North Carolina
$146K +$93.4K +4,089 +173%
PA
70
Parallel Advisors
California
$117K
AF
71
Advisornet Financial
Minnesota
$114K
GWSG
72
GPS Wealth Strategies Group
Colorado
$114K
Fifth Third Bancorp
73
Fifth Third Bancorp
Ohio
$90K
NFG
74
Next Financial Group
Texas
$88K
PFGIA
75
Patriot Financial Group Insurance Agency
Massachusetts
$87K -$1.6K -70 -2%