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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PSUF
51
People's United Financial
Connecticut
$109K – – –
WEC
52
Winslow Evans & Crocker
Massachusetts
$96.8K – – –
NSIM
53
North Star Investment Management
Illinois
$72K – – –
DADC
54
D.A. Davidson & Co
Montana
$51K – – –
WT
55
Whittier Trust
California
$42K – – –
ASN
56
Advisory Services Network
Georgia
$35K +$4.08K +192 +14%
Bank of Montreal
57
Bank of Montreal
Ontario, Canada
$26K – – –
Manulife (Manufacturers Life Insurance)
58
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$22K – – –
VWA
59
V Wealth Advisors
Kansas
$22K +$21.3K +1,000 New
CFA
60
Carroll Financial Associates
North Carolina
$17K – – –
WTB
61
Washington Trust Bank
Washington
$14K – – –
PCM
62
Penserra Capital Management
California
$14K +$1.32K +62 +10%
NFG
63
Next Financial Group
Texas
$9K -$15.9K -750 -64%
PFGIA
64
Patriot Financial Group Insurance Agency
Massachusetts
$9K -$8.34K -392 -48%
AWM
65
Avior Wealth Management
Nebraska
$9K – – –
FFC
66
First Financial Corp
Indiana
$9K – – –
CFD
67
Creative Financial Designs
Indiana
$4K – – –
OSNBOA
68
Old Second National Bank of Aurora
Illinois
$3K – – –
CCP
69
Clough Capital Partners
Massachusetts
– -$639K -31,100 Closed
IAA
70
Independent Advisor Alliance
North Carolina
– -$340K -16,586 Closed
TSS
71
Two Sigma Securities
New York
– -$222K -10,781 Closed
SF
72
Synovus Financial
Georgia
– -$77K -3,751 Closed
LWM
73
Lenox Wealth Management
Ohio
– -$40K -1,950 Closed
AAM
74
Advisors Asset Management
Colorado
– -$28K -1,360 Closed
PMFA
75
Plante Moran Financial Advisors
Michigan
– -$13K -635 Closed