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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
26
United Capital Financial Advisors
Texas
$727K +$9.94K +476 +1%
BA
27
Bard Associates
Illinois
$686K
OC
28
Oppenheimer & Co
New York
$634K +$14.9K +715 +2%
SPC
29
Sigma Planning Corp
Michigan
$466K -$28.3K -1,354 -6%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$432K +$94.3K +4,513 +27%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$427K
RJA
32
Raymond James & Associates
Florida
$415K +$72.7K +3,482 +21%
Millennium Management
33
Millennium Management
New York
$399K +$408K +19,511 New
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$388K +$396K +18,947 New
FAAS
35
First Allied Advisory Services
California
$324K
WAM
36
Wolverine Asset Management
Illinois
$321K +$328K +15,715 New
SIA
37
Sit Investment Associates
Minnesota
$307K
OA
38
Oxbow Advisors
Texas
$286K
GWM
39
Geneos Wealth Management
Colorado
$269K -$4.78K -229 -2%
CWA
40
Clarus Wealth Advisors
Arizona
$256K +$261K +12,513 New
PAG
41
Private Advisor Group
New Jersey
$236K -$416K -19,892 -63%
SLF
42
Sun Life Financial
Ontario, Canada
$235K
CAN
43
Claraphi Advisory Network
United States
$230K +$235K +11,235 New
HighTower Advisors
44
HighTower Advisors
Illinois
$214K -$35.1K -1,680 -14%
TWM
45
Titus Wealth Management
California
$212K +$216K +10,350 New
SBIA
46
Sheaff Brock Investment Advisors
Indiana
$210K -$39.8K -1,907 -16%
JCM
47
Jacobi Capital Management
Pennsylvania
$174K -$51.5K -2,466 -22%
US Bancorp
48
US Bancorp
Minnesota
$174K
Cohen & Steers
49
Cohen & Steers
New York
$171K
SWM
50
SeaCrest Wealth Management
New York
$169K +$173K +8,262 New