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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$704K +$19.6K +924 +3%
OC
27
Oppenheimer & Co
New York
$660K +$26.7K +1,254 +4%
SPC
28
Sigma Planning Corp
Michigan
$536K +$15.5K +728 +3%
OA
29
Oxbow Advisors
Texas
$512K -$2.18M -102,611 -81%
EDRH
30
Edmond de Rothschild Holding
Switzerland
$501K -$66.3K -3,118 -12%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$494K
ICOA
32
Investment Centers of America
North Dakota
$421K +$67.3K +3,163 +20%
RJA
33
Raymond James & Associates
Florida
$393K +$381K +17,899 New
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$382K -$464K -21,800 -56%
IWM
35
IHT Wealth Management
Illinois
$379K -$18.2K -858 -26%
SIA
36
Sit Investment Associates
Minnesota
$330K
FAAS
37
First Allied Advisory Services
California
$329K +$34.3K +1,611 +12%
GWM
38
Geneos Wealth Management
Colorado
$327K +$7.66K +360 +2%
SBIA
39
Sheaff Brock Investment Advisors
Indiana
$265K +$2.04K +96 +0.8%
HighTower Advisors
40
HighTower Advisors
Illinois
$263K -$819K -38,499 -76%
SLF
41
Sun Life Financial
Ontario, Canada
$253K +$240K +11,264 +4,773%
JCM
42
Jacobi Capital Management
Pennsylvania
$229K +$221K +10,380 New
SXL
43
Summit X LLC
Missouri
$229K +$222K +10,453 New
Creative Planning
44
Creative Planning
Kansas
$213K -$101K -4,769 -33%
IA
45
IFP Advisors
Florida
$194K -$128K -6,043 -41%
US Bancorp
46
US Bancorp
Minnesota
$187K -$47.8K -2,250 -21%
Cohen & Steers
47
Cohen & Steers
New York
$182K
WA
48
WFG Advisors
Texas
$177K -$41.6K -1,958 -20%
LF
49
Lee Financial
Texas
$167K
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
$117K