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First Trust Large Cap Core AlphaDEX Fund
FEX

178 hedge funds and large institutions have $621M invested in First Trust Large Cap Core AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 52 increasing their positions, 66 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

0% more funds holding

Funds holding: 178 → 178 (0)

2.69% less ownership

Funds ownership: 58.29% → 55.6% (-2.7%)

6% less capital invested

Capital invested by funds: $659M → $621M (-$38M)

21% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 66

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $310K

Holders
178
Holders Change
–
Holders Change %
0%
% of All Funds
2.79%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
9
Increased
52
Reduced
66
Closed
5
Calls
–
Puts
$310K
Net Calls
-$310K
Net Calls Change
-$310K

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$19.8M
2
TCM
Triumph Capital Management
Colorado
+$4.76M
3
SB
Strategic Blueprint
Georgia
+$1.42M
4
AWM
Apollon Wealth Management
South Carolina
+$709K
5
SAM
Secure Asset Management
Michigan
+$621K

Top Sellers

1
GVAG
Great Valley Advisor Group
Delaware
-$29.3M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$15.2M
3
RJA
Raymond James & Associates
Florida
-$13.7M
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$8.6M
5
LPL Financial
LPL Financial
California
-$6.84M
Name Holding Trade Value Shares
Change 		Change in
Stake
AF
126
Allworth Financial
California
$265K +$235K +2,933 +1,298%
MCM
127
Mattern Capital Management
Colorado
$255K – – –
PTC
128
Private Trust Company
Ohio
$251K +$201K +2,508 +520%
AR
129
Apeiron RIA
Texas
$250K – – –
SCA
130
Snowden Capital Advisors
New York
$249K – – –
PIA
131
Perennial Investment Advisors
California
$248K +$722 +9 +0.3%
C
132
CEDRUS
Colorado
$245K +$241 +3 +0.1%
Bank of New York Mellon
133
Bank of New York Mellon
New York
$242K +$31K +386 +15%
SAM
134
SP Asset Management
California
$242K +$642 +8 +0.3%
AFP
135
Ausdal Financial Partners
Iowa
$239K – – –
FPGK
136
Financial Partners Group (Kansas)
Kansas
$236K +$321 +4 +0.1%
IF
137
Intrua Financial
Texas
$230K +$321 +4 +0.1%
PMFA
138
Plante Moran Financial Advisors
Michigan
$224K – – –
JWCA
139
J.W. Cole Advisors
Florida
$223K -$22.1K -275 -9%
Northwestern Mutual Wealth Management
140
Northwestern Mutual Wealth Management
Wisconsin
$223K -$3.05K -38 -1%
Fidelity Investments
141
Fidelity Investments
Massachusetts
$220K -$562 -7 -0.3%
GWM
142
Geneos Wealth Management
Colorado
$218K – – –
JP Morgan Chase
143
JP Morgan Chase
New York
$214K -$178K -2,218 -47%
GLA
144
Good Life Advisors
Pennsylvania
$213K +$1.69K +21 +0.8%
IWP
145
IAG Wealth Partners
Wisconsin
$191K – – –
IA
146
IFP Advisors
Florida
$191K -$80 -1 -0%
HPC
147
HM Payson & Co
Maine
$183K – – –
HWA
148
HHM Wealth Advisors
Tennessee
$168K – – –
TRCT
149
Tower Research Capital (TRC)
New York
$154K +$4.66K +58 +3%
Citigroup
150
Citigroup
New York
$139K – – –
4 5
6
7 8

FEX Hedge Fund Activity: Q2 2023 in Review

178 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q2 2023, worth a combined $621M — down 5.8% from $659M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FEX positions and 5 closed out — a net gain of 4 holders — while 52 added to existing stakes and 66 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $19.8M. The largest seller was Great Valley Advisor Group, cutting an estimated $29.3M.

  • 178 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q2 2023, unchanged from Q1 2023.
  • Funds reported $621M of First Trust Large Cap Core AlphaDEX Fund stock for Q2 2023, down 5.8% quarter-over-quarter.
  • 9 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q2 2023 and 5 closed out, a net change of +4 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q2 2023 was Morgan Stanley, an estimated $19.8M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q2 2023 was Great Valley Advisor Group, an estimated $29.3M sold.

Based on aggregated 13F filings for Q2 2023.