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First Trust Large Cap Core AlphaDEX Fund

145 hedge funds and large institutions have $532M invested in First Trust Large Cap Core AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 34 increasing their positions, 58 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

243% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 7

17% more capital invested

Capital invested by funds: $453M → $532M (+$78.7M)

12% more funds holding

Funds holding: 129145 (+16)

2.54% more ownership

Funds ownership: 49.74%52.28% (+2.5%)

41% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 58

Holders
145
Holders Change
+16
Holders Change %
+12.4%
% of All Funds
2.57%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
24
Increased
34
Reduced
58
Closed
7
Calls
$573K
Puts
Net Calls
+$573K
Net Calls Change
+$3.43M
Name Holding Trade Value Shares
Change
Change in
Stake
IAIM
126
International Assets Investment Management
Florida
$185K +$173K +2,513 New
HWM
127
Holloway Wealth Management
Florida
$164K
Northwestern Mutual Wealth Management
128
Northwestern Mutual Wealth Management
Wisconsin
$162K -$1.93K -28 -1%
HPC
129
HM Payson & Co
Maine
$157K
HWA
130
HHM Wealth Advisors
Tennessee
$147K
TWM
131
Tradition Wealth Management
Minnesota
$128K +$121K +1,750 New
Fidelity Investments
132
Fidelity Investments
Massachusetts
$109K +$31.4K +456 +45%
IA
133
IFP Advisors
Florida
$105K -$6.55K -95 -6%
CAAS
134
Capital Asset Advisory Services
Michigan
$66K +$62.2K +902 New
NFG
135
Next Financial Group
Texas
$54K
APWM
136
Atlas Private Wealth Management
New York
$30K
SPWG
137
Sage Private Wealth Group
Illinois
$27K +$25.6K +372 New
GRP
138
Global Retirement Partners
California
$25K -$104K -1,510 -81%
SFPG
139
Stonebridge Financial Planning Group
Florida
$24K
IPW
140
IronBridge Private Wealth
Texas
$19K +$17.9K +260 New
LFG
141
Larson Financial Group
Missouri
$18K
AF
142
Allworth Financial
California
$16K
SIAG
143
Safeguard Investment Advisory Group
California
$15K +$14.1K +205 New
AA
144
AlphaMark Advisors
Kentucky
$7K
TAM
145
Tucker Asset Management
Colorado
$5.21K +$4.89K +71 New
CFA
146
Carroll Financial Associates
North Carolina
$4K
First Trust Advisors
147
First Trust Advisors
Illinois
-$4.39M -69,468 Closed
LFAS
148
Level Four Advisory Services
Texas
-$233K -3,693 Closed
TFA
149
Transamerica Financial Advisors
Florida
-$50K -782 Closed
SFS
150
Sowell Financial Services
Arkansas
-$11K -167 Closed

FEX Hedge Fund Activity: Q4 2020 in Review

145 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q4 2020, worth a combined $532M — up 17% from $453M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FEX positions and 7 closed out — a net gain of 17 holders — while 34 added to existing stakes and 58 trimmed.

The largest buyer was Cypress Wealth Services, opening a new position worth an estimated $3.31M. The largest seller was LPL Financial, cutting an estimated $7.13M.

  • 145 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q4 2020, up from 129 in Q3 2020.
  • Funds reported $532M of First Trust Large Cap Core AlphaDEX Fund stock for Q4 2020, up 17% quarter-over-quarter.
  • 24 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q4 2020 and 7 closed out, a net change of +17 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q4 2020 was Cypress Wealth Services, an estimated $3.31M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q4 2020 was LPL Financial, an estimated $7.13M sold.

Based on aggregated 13F filings for Q4 2020.