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First Trust Large Cap Core AlphaDEX Fund
FEX

Overview Fund Activity

145 hedge funds and large institutions have $532M invested in First Trust Large Cap Core AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 34 increasing their positions, 58 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
145
Holders Change
+16
Holders Change %
+12.4%
% of All Funds
2.57%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
24
Increased
34
Reduced
58
Closed
7
Calls
$573K
Puts
–
Net Calls
+$573K
Net Calls Change
+$3.43M

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$2.17M
2
AWA
Arkadios Wealth Advisors
Georgia
+$1.83M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.63M
4
Goldman Sachs
Goldman Sachs
New York
+$1.54M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$1.1M

Top Sellers

1
LPL Financial
LPL Financial
California
-$7.6M
2
First Trust Advisors
First Trust Advisors
Illinois
-$4.39M
3
UBS Group
UBS Group
Switzerland
-$2.7M
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$2.27M
5
Bank of America
Bank of America
North Carolina
-$1.67M
Name Holding Trade Value Shares
Change 		Shares
Change %
IAIM
126
International Assets Investment Management
Florida
$185K +$185K +2,513 New
HWM
127
Holloway Wealth Management
Florida
$164K -$142K – –
Northwestern Mutual Wealth Management
128
Northwestern Mutual Wealth Management
Wisconsin
$162K -$2.05K -28 -1%
HPC
129
HM Payson & Co
Maine
$157K – – –
HWA
130
HHM Wealth Advisors
Tennessee
$147K – – –
TWM
131
Tradition Wealth Management
Minnesota
$128K +$128K +1,750 New
Fidelity Investments
132
Fidelity Investments
Massachusetts
$109K +$33.6K +456 +45%
IA
133
IFP Advisors
Florida
$105K -$6.95K -95 -6%
CAAS
134
Capital Asset Advisory Services
Michigan
$66K +$66K +902 New
NFG
135
Next Financial Group
Texas
$54K – – –
APWM
136
Atlas Private Wealth Management
New York
$30K – – –
SPWG
137
Sage Private Wealth Group
Illinois
$27K +$27K +372 New
GRP
138
Global Retirement Partners
California
$25K -$109K -1,510 -81%
SFPG
139
Stonebridge Financial Planning Group
Florida
$24K – – –
IPW
140
IronBridge Private Wealth
Texas
$19K +$19K +260 New
LFG
141
Larson Financial Group
Missouri
$18K – – –
AF
142
Allworth Financial
California
$16K – – –
SIAG
143
Safeguard Investment Advisory Group
California
$15K +$15K +205 New
AA
144
AlphaMark Advisors
Kentucky
$7K – – –
TAM
145
Tucker Asset Management
Colorado
$5.21K +$5.21K +71 New
CFA
146
Carroll Financial Associates
North Carolina
$4K – – –
First Trust Advisors
147
First Trust Advisors
Illinois
– -$4.39M -69,468 Closed
LFAS
148
Level Four Advisory Services
Texas
– -$233K -3,693 Closed
TFA
149
Transamerica Financial Advisors
Florida
– -$50K -782 Closed
SFS
150
Sowell Financial Services
Arkansas
– -$11K -167 Closed
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