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First Trust Large Cap Core AlphaDEX Fund

139 hedge funds and large institutions have $712M invested in First Trust Large Cap Core AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 41 increasing their positions, 62 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2% less funds holding

Funds holding: 142139 (-3)

2.33% less ownership

Funds ownership: 55.97%53.63% (-2.3%)

11% less capital invested

Capital invested by funds: $802M → $712M (-$90.4M)

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

34% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 62

Holders
139
Holders Change
-3
Holders Change %
-2.11%
% of All Funds
3.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
8
Increased
41
Reduced
62
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1NWS
126
1 North Wealth Services
Maryland
$40K +$40.6K +665 New
ACA
127
Atlas Capital Advisors
Wyoming
$33K
RIA
128
Realta Investment Advisors
Delaware
$31K -$488 -8 -2%
AIS
129
Accurate Investment Solutions
Pennsylvania
$26K +$122 +2 +0.5%
FHA
130
First Horizon Advisors
Tennessee
$25K +$61 +1 +0.2%
LFG
131
Larson Financial Group
Missouri
$15K +$14.8K +242 New
AF
132
Allworth Financial
California
$13K -$3.84K -63 -23%
AF
133
Advisornet Financial
Minnesota
$12K
SQA
134
Simon Quick Advisors
New Jersey
$12K +$61 +1 +0.5%
FIB
135
First Interstate Bank
Montana
$9K +$9.15K +150 New
CAPTRUST Financial Advisors
136
CAPTRUST Financial Advisors
North Carolina
$8K
CFA
137
Carroll Financial Associates
North Carolina
$7K
AA
138
AlphaMark Advisors
Kentucky
$6K
BlackRock
139
BlackRock
New York
$6K
TFS
140
TrustCore Financial Services
Tennessee
$2K
FA
141
FDx Advisors
Illinois
-$1.25M -20,396 Closed
TFA
142
Transamerica Financial Advisors
Florida
-$871K -14,211 Closed
SFWA
143
Summit Financial Wealth Advisors
Louisiana
-$203K -3,310 Closed
BFG
144
Barber Financial Group
Kansas
-$201K -3,277 Closed
Bank of Montreal
145
Bank of Montreal
Ontario, Canada
-$182K -2,971 Closed
FHA
146
Flagship Harbor Advisors
Massachusetts
-$36K -600 Closed
LA
147
Legacy Advisors
Pennsylvania
-$18K -289 Closed
BCI
148
Brinker Capital Investments
Pennsylvania
-$7K -115 Closed
OIA
149
OneDigital Investment Advisors
Kansas
-$4K -69 Closed
VFA
150
Valeo Financial Advisors
Indiana
-$3K -50 Closed

FEX Hedge Fund Activity: Q3 2019 in Review

139 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2019, worth a combined $712M — down 11% from $802M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FEX and 8 opened new positions — a net loss of 3 holders — while 62 trimmed existing stakes and 41 added.

The largest buyer was Citadel Advisors, adding an estimated $1.81M. The largest seller was Morgan Stanley, cutting an estimated $46.6M.

  • 139 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2019, down from 142 in Q2 2019.
  • Funds reported $712M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2019, down 11% quarter-over-quarter.
  • 8 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2019 and 11 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2019 was Citadel Advisors, an estimated $1.81M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2019 was Morgan Stanley, an estimated $46.6M sold.

Based on aggregated 13F filings for Q3 2019.