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First Trust Large Cap Core AlphaDEX Fund

FEX

Market cap $1.84B

164 hedge funds and large institutions have $539M invested in First Trust Large Cap Core AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 55 increasing their positions, 54 reducing their positions, and 12 closing their positions.

New

Increased

Maintained

Reduced

Closed

2% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 54

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

0.49% less ownership

Funds ownership: 55.49% → 55.01% (-0.49%)

3% less funds holding

Funds holding: 169 → 164 (-5)

6% less capital invested

Capital invested by funds: $571M → $539M (-$33M)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

Holders

164

Holders Change

-5

Holders Change %

-2.96%

% of All Funds

2.83%

Holding in Top 10

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

0.07%

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	GVAG Great Valley Advisor Group Wilmington, Delaware	+$2.25M
2	HSA HBK Sorce Advisory Erie, Pennsylvania	+$1.57M
3	Wells Fargo San Francisco, California	+$1.49M
4	CAPTRUST Financial Advisors Raleigh, North Carolina	+$1.47M
5	Baird Financial Group Milwaukee, Wisconsin	+$1.4M

Top Sellers

1	SOS Silver Oak Securities Jackson, Tennessee	-$3.96M
2	Morgan Stanley New York	-$3.25M
3	AFP Ausdal Financial Partners Davenport, Iowa	-$2.19M
4	JP Morgan Chase New York	-$2.09M
5	LPL Financial San Diego, California	-$2.01M

#	Name	Holding	Trade Value	Shares Change	Change in Stake
101	LNC 101 Lincoln National Corp Radnor, Pennsylvania	$310K	+$875	+11	+0.3%
102	BTI 102 Blue Trust Inc Alpharetta, Georgia	$309K	–	–	–
103	DFA 103 DHJJ Financial Advisors Naperville, Illinois	$307K	–	–	–
104	UCFA 104 United Capital Financial Advisors Irving, Texas	$307K	–	–	–
105	PFA 105 Pinnacle Family Advisors Springfield, Missouri	$305K	-$3.98K	-50	-1%
106	MFG 106 Merit Financial Group Alpharetta, Georgia	$296K	-$71.4K	-897	-18%
107	TWM 107 Triton Wealth Management Sun City, Arizona	$287K	+$398	+5	+0.1%
108	MWM 108 Mission Wealth Management Santa Barbara, California	$283K	–	–	–
109	AAS 109 Annex Advisory Services Brookfield, Wisconsin	$282K	–	–	–
110	PFS 110 Prospera Financial Services Dallas, Texas	$280K	-$12K	-151	-4%
111	WA 111 Wealth Advisors Rancho Santa Fe, California	$276K	–	–	–
112	FWP 112 FAS Wealth Partners Leawood, Kansas	$274K	+$302K	+3,800	New
113	IWA 113 Icon Wealth Advisors Houston, Texas	$260K	+$287K	+3,600	New
114	SHGA 114 Sand Hill Global Advisors Palo Alto, California	$250K	–	–	–
115	SFWA 115 Summit Financial Wealth Advisors Lafayette, Louisiana	$248K	–	–	–
116	BFEC 116 Benjamin F. Edwards & Company St. Louis, Missouri	$246K	+$110K	+1,377	+68%
117	ACA 117 Aptus Capital Advisors Fairhope, Alabama	$244K	+$53.2K	+668	+25%
118	IF 118 Intrua Financial Houston, Texas	$231K	+$318	+4	+0.1%
119	ATPW 119 Ashton Thomas Private Wealth Scottsdale, Arizona	$231K	–	–	–
120	MCM 120 Mattern Capital Management Lakewood, Colorado	$230K	–	–	–
121	PFG 121 Peterson Financial Group Des Moines, Iowa	$224K	+$2.39K	+30	+1%
122	AR 122 Apeiron RIA Dallas, Texas	$219K	+$237K	+2,977	New
123	C 123 CEDRUS Littleton, Colorado	$217K	+$159	+2	+0.1%
124	SCA 124 Snowden Capital Advisors New York	$213K	–	–	–
125	JWCA 125 J.W. Cole Advisors Tampa, Florida	$211K	+$557	+7	+0.2%

FEX Hedge Fund Activity: Q3 2022 in Review

164 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2022, worth a combined $539M — down 5.8% from $571M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FEX and 9 opened new positions — a net loss of 3 holders — while 54 trimmed existing stakes and 55 added.

The largest buyer was Great Valley Advisor Group, adding an estimated $2.25M. The largest seller was Silver Oak Securities, cutting an estimated $3.96M.

164 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2022, down from 169 in Q2 2022.
Funds reported $539M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2022, down 5.8% quarter-over-quarter.
9 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2022 and 12 closed out, a net change of -3 holders.
The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2022 was Great Valley Advisor Group, an estimated $2.25M added.
The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2022 was Silver Oak Securities, an estimated $3.96M sold.

Based on aggregated 13F filings for Q3 2022.

First Trust Large Cap Core AlphaDEX Fund FEX Market cap $1.84B