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First Trust Large Cap Core AlphaDEX Fund

139 hedge funds and large institutions have $712M invested in First Trust Large Cap Core AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 41 increasing their positions, 62 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2% less funds holding

Funds holding: 142139 (-3)

2.33% less ownership

Funds ownership: 55.97%53.63% (-2.3%)

11% less capital invested

Capital invested by funds: $802M → $712M (-$90.4M)

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

34% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 62

Holders
139
Holders Change
-3
Holders Change %
-2.11%
% of All Funds
3.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
8
Increased
41
Reduced
62
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Thrivent Financial for Lutherans
51
Thrivent Financial for Lutherans
Minnesota
$1.4M -$17.4K -285 -1%
RFN
52
RDA Financial Network
Iowa
$1.37M -$33.1K -542 -2%
IWM
53
IHT Wealth Management
Illinois
$1.33M -$56.4K -924 -4%
LPT
54
Legacy Private Trust
Wisconsin
$1.21M
LI
55
LVZ Inc
Michigan
$1.17M +$259K +4,248 +28%
SIAP
56
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1.17M -$68.9K -1,130 -6%
IWC
57
Integrated Wealth Concepts
Massachusetts
$1.17M +$93.7K +1,537 +9%
LWAC
58
Laurel Wealth Advisors (California)
California
$1.07M +$7.07K +116 +0.7%
AA
59
Ancora Advisors
Ohio
$1.07M -$1.83K -30 -0.2%
APA
60
American Portfolios Advisors
New York
$958K +$7.81K +128 +0.8%
SWP
61
Stratos Wealth Partners
Ohio
$952K -$11.2K -183 -1%
BFEC
62
Benjamin F. Edwards & Company
Missouri
$777K -$1.28K -21 -0.2%
CWM
63
Cornerstone Wealth Management
Missouri
$775K +$14.9K +245 +2%
HB
64
Homrich & Berg
Georgia
$750K
GWM
65
Geneos Wealth Management
Colorado
$708K -$533K -8,742 -43%
WP
66
WealthPLAN Partners
Nebraska
$681K -$118K -1,935 -15%
BW
67
Bison Wealth
Georgia
$681K
PNC Financial Services Group
68
PNC Financial Services Group
Pennsylvania
$679K -$52.1K -855 -7%
CAN
69
Cetera Advisor Networks
California
$667K +$31.4K +515 +5%
AWM
70
AE Wealth Management
Kansas
$643K -$278K -4,558 -30%
TRCT
71
Tower Research Capital (TRC)
New York
$615K -$639K -10,472 -51%
GSWM
72
Golden State Wealth Management
California
$609K -$50.1K -822 -8%
SIG
73
Sargent Investment Group
Maryland
$582K +$151K +2,475 +35%
PFS
74
Prospera Financial Services
Texas
$561K +$488 +8 +0.1%
CA
75
Cetera Advisors
Colorado
$533K -$36.5K -598 -6%

FEX Hedge Fund Activity: Q3 2019 in Review

139 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2019, worth a combined $712M — down 11% from $802M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FEX and 8 opened new positions — a net loss of 3 holders — while 62 trimmed existing stakes and 41 added.

The largest buyer was Citadel Advisors, adding an estimated $1.81M. The largest seller was Morgan Stanley, cutting an estimated $46.6M.

  • 139 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2019, down from 142 in Q2 2019.
  • Funds reported $712M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2019, down 11% quarter-over-quarter.
  • 8 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2019 and 11 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2019 was Citadel Advisors, an estimated $1.81M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2019 was Morgan Stanley, an estimated $46.6M sold.

Based on aggregated 13F filings for Q3 2019.