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First Trust Large Cap Core AlphaDEX Fund
FEX

164 hedge funds and large institutions have $539M invested in First Trust Large Cap Core AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 55 increasing their positions, 54 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 54

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

0.49% less ownership

Funds ownership: 55.49% → 55.01% (-0.49%)

3% less funds holding

Funds holding: 169 → 164 (-5)

6% less capital invested

Capital invested by funds: $571M → $539M (-$33M)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

Holders
164
Holders Change
-5
Holders Change %
-2.96%
% of All Funds
2.83%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
9
Increased
55
Reduced
54
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GVAG
Great Valley Advisor Group
Delaware
+$2.25M
2
HSA
HBK Sorce Advisory
Pennsylvania
+$1.57M
3
Wells Fargo
Wells Fargo
California
+$1.49M
4
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
+$1.47M
5
Baird Financial Group
Baird Financial Group
Wisconsin
+$1.4M

Top Sellers

1
SOS
Silver Oak Securities
Tennessee
-$3.96M
2
Morgan Stanley
Morgan Stanley
New York
-$3.25M
3
AFP
Ausdal Financial Partners
Iowa
-$2.19M
4
JP Morgan Chase
JP Morgan Chase
New York
-$2.09M
5
LPL Financial
LPL Financial
California
-$2.01M
Name Holding Trade Value Shares
Change 		Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
$4.19M +$221K +2,783 +5%
AWM
27
AE Wealth Management
Kansas
$3.99M -$100K -1,257 -2%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$3.98M +$1.4M +17,530 +47%
US Bancorp
29
US Bancorp
Minnesota
$3.72M +$97.2K +1,221 +2%
CPIG
30
Chicago Partners Investment Group
Illinois
$3.68M +$387K +4,866 +12%
MML Investors Services
31
MML Investors Services
Massachusetts
$2.54M +$157K +1,978 +6%
RFN
32
RDA Financial Network
Iowa
$2.36M +$22.8K +287 +0.9%
KWS
33
Keystone Wealth Services
California
$2.33M -$105K -1,316 -4%
HI
34
Harbour Investments
Wisconsin
$2.12M – – –
SPC
35
Sigma Planning Corp
Michigan
$2M +$1.18M +14,866 +116%
Thrivent Financial for Lutherans
36
Thrivent Financial for Lutherans
Minnesota
$1.72M – – –
FFN
37
Focus Financial Network
Minnesota
$1.55M -$50.5K -635 -3%
AFP
38
Ausdal Financial Partners
Iowa
$1.54M -$2.19M -27,530 -56%
Stifel Financial
39
Stifel Financial
Missouri
$1.46M -$41.3K -519 -3%
Goldman Sachs
40
Goldman Sachs
New York
$1.43M +$545K +6,849 +53%
PNC
41
Park National Corp
Ohio
$1.36M -$23.9K -300 -2%
LI
42
LVZ Inc
Michigan
$1.34M +$358K +4,492 +32%
CAPTRUST Financial Advisors
43
CAPTRUST Financial Advisors
North Carolina
$1.33M +$1.47M +18,455 New
KWM
44
Kaydan Wealth Management
Michigan
$1.25M -$51.6K -648 -4%
HighTower Advisors
45
HighTower Advisors
Illinois
$1.25M -$41.5K -521 -3%
CCA
46
Clearwater Capital Advisors
Illinois
$1.19M – – –
BAM
47
Belpointe Asset Management
Nevada
$1.17M +$972K +12,214 +305%
QPW
48
Quantum Private Wealth
Florida
$1.14M – – –
EWM
49
EPG Wealth Management
Georgia
$1.11M -$41.6K -523 -3%
IWM
50
IHT Wealth Management
Illinois
$1.01M +$103K +1,291 +10%
1
2
3 4 5

FEX Hedge Fund Activity: Q3 2022 in Review

164 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2022, worth a combined $539M — down 5.8% from $571M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FEX and 9 opened new positions — a net loss of 3 holders — while 54 trimmed existing stakes and 55 added.

The largest buyer was Great Valley Advisor Group, adding an estimated $2.25M. The largest seller was Silver Oak Securities, cutting an estimated $3.96M.

  • 164 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2022, down from 169 in Q2 2022.
  • Funds reported $539M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2022, down 5.8% quarter-over-quarter.
  • 9 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2022 and 12 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2022 was Great Valley Advisor Group, an estimated $2.25M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2022 was Silver Oak Securities, an estimated $3.96M sold.

Based on aggregated 13F filings for Q3 2022.